QCA CAPITAL MANAGEMENT INC
Adviser information for QCA CAPITAL MANAGEMENT INC last updated from Form ADV on February 2nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | NOVEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 88 | $135.4M |
| Non-Discretionary | 0 | $0 |
| Total | 88 | $135.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 55 | $39.9M |
| HNW Individuals | 35 | $95.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Broker-dealer |
Identifiers
| SEC RIA File Number | 801-122806 |
|---|---|
| SEC ERA File Number | 801-122806 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 112104 |
| Legal Entity Identifier | None |
Principal Office
11111 SANTA MONICA BLVDSUITE 1650
LOS ANGELES
CA
United States
Monday - Friday, 6:00 AM-5:00 PM
Tel: 310-473-4411, Fax: 310-478-1749
Chief Compliance Officer
MARK C. MINICHIELLO
CEO
11111 SANTA MONICA BLVD
SUITE 1650
LOS ANGELES
CA
United States
Tel:
310-473-4411
Fax:
310-478-1749
M****@*************M
(Full email address available in API data)
Regulatory Contact
MARK C. MINICHIELLO
CEO
11111 SANTA MONICA BLVD., STE. 1450
LOS ANGELES
CA
United States
Tel:
(310)473-4411
Fax:
(310)478-1749
M****@*************M
(Full email address available in API data)
Industry Affiliates
| QUINCY CASS ASSOCIATES, INCORPORATED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| QUINCY CASS ASSOCIATES, INCORPORATED | Domestic Entity | – | PARENT | 01/1922 | > 75% |
| MINICHIELLO, MARK, CHARLES | Individual | – | CEO,CCO, | 02/2021 | < 5% |
| GUAY, DANIEL, ROBERT | Individual | – | CHIEF FINANCIAL OFFICER | 08/2012 | < 5% |
| Adams, Deanna, Maria | Individual | – | CHIEF INVESTMENT OFFICER | 01/2023 | < 5% |
| MINICHIELLO, MARK, CHARLES | Individual | QUINCY CASS ASSOCIATES, INCORPORATED | CHIEF EXECUTIVE OFFICER | 07/2022 | > 75% |