ARCANO CAPITAL USA, INC.
Adviser information for ARCANO CAPITAL USA, INC. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $29.4M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $29.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $29.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPROVIDE MARKET RESEARCH, DEAL FLOW, & ASSISTANCE W/ ENGAGIN OR INTRODUCING SPANISH AFFILIATES TO U.S.-BASED PE AND/OR VC FIRMS |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-122811 |
|---|---|
| SEC ERA File Number | 801-122811 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 317164 |
| Legal Entity Identifier | None |
Principal Office
2901 W. COAST HIGHWAYSUITE 200
NEWPORT BEACH
CA
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 714-856-6052, Fax: None
Chief Compliance Officer
CARLOS TRINCHANT BLASCO
CALLE DE JOSE ORTEGA Y GASSET 29
4TH FLOOR
MADRID
Spain
Tel:
+34-91-353-21-40
C*********@*****************M
(Full email address available in API data)
Regulatory Contact
SILVIA ILLANA LOPEZ
LAWYER ASSOCIATE
CALLE DE JOSE ORTEGA Y GASSET 29
4TH FLOOR
MADRID
Spain
Tel:
+34-91-353-21-40
S******@*****************M
(Full email address available in API data)
Industry Affiliates
| ARCANO CAPITAL ADVISORS, S.L. | Other investment adviser, including financial planners |
| ARCANO CAPITAL SGIIC SA | Sponsor, GP, manager of pooled investment vehicles |
| ARCANO SECONDARY FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ARCANO VALORES AV SA | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ARCANO SECONDARY FUND LP | Private Equity Fund | $29.4M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DEL RIO, JOSE LUIS | Individual | – | CHIEF EXECUTIVE OFFICER | 02/2014 | < 5% |
| ARCANO CAPITAL ADVISORS, S.L. | Foreign Entity | – | OWNER | 02/2006 | > 75% |
| DE REMEDIOS SALABERT, ALVARO | Individual | GEVALRESA, S.L. | MEMBER | 02/2008 | 25-50% |
| TRINCHANT, CARLOS | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2019 | < 5% |
| ARCANO ASESORES FINANCIEROS, S.L. | Foreign Entity | ARCANO CAPITAL ADVISORS, S.L. | SHAREHOLDER | 02/2008 | > 75% |
| GEVALRESA, S.L. | Foreign Entity | ARCANO ASESORES FINANCIEROS, S.L. | SHAREHOLDER | 06/2003 | 25-50% |