DES MOINES INVESTMENTS, LLC
Adviser information for DES MOINES INVESTMENTS, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Iowa, United States |
Employees
Total Number of Employees | 4 |
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Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 1 |
No. of Firms/People that Solicit Clients | 2 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 1,000 | $170.0M |
Non-Discretionary | 0 | $0 |
Total | 1,000 | $170.0M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 450 | $120.0M |
HNW Individuals | 50 | $50.0M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 500 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 251-500 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
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Compensation | % of AUM |
Other Business Activities | Insurance broker or agent |
Identifiers
SEC RIA File Number | 801-122812 |
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SEC ERA File Number | 801-122812 |
SEC CIK Numbers | None |
SEC CRD Numbers | 146322 |
Legal Entity Identifier | None |
Principal Office
2 EAST ARMY POST RDSUITE 2
DES MOINES
IA
United States
Monday - Friday, 8AM -5 PM
Tel: 515-777-1149, Fax: 515-671-2677
Websites
Chief Compliance Officer
MATTHEW S. KIMBERLEY
2 E. ARMY POST
DES MOINES
IA
United States
Tel:
515-278-0202
D**@************M
(Full email address available in API data)
Regulatory Contact
DAVID HARKIN
OWNER
2 EAST ARMY POST RD
DES MOINES
IA
United States
Tel:
515-777-1149
D***@*************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
HARKIN, DAVID, DANIEL | Individual | – | OWNER, CCO | 10/2006 | > 75% |