EAGLEBROOK ADVISORS
EAGLEBROOK ADVISORS, INC. Legal Name
Adviser information for EAGLEBROOK ADVISORS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 23 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 930 | $211.1M |
| Total | 930 | $211.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 88 | $32.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 68 | $178.7M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-122813 |
|---|---|
| SEC ERA File Number | 801-122813 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 304438 |
| Legal Entity Identifier | None |
Principal Office
4500 EAST WEST HIGHWAYSUITE 150
BETHESDA
MD
United States
Monday - Friday, 9:00 AM - 6:00 PM
Tel: 786-807-7374, Fax: None
Chief Compliance Officer
TANYA KERRIGAN
GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER
4500 EAST WEST HIGHWAY
SUITE 150
BETHESDA
MD
United States
Tel:
786-807-7374
T********@*********************M
(Full email address available in API data)
Regulatory Contact
CHRISTOPHER KING
CEO
4500 EAST WEST HIGHWAY
SUITE 150
BETHESDA
MD
United States
Tel:
786-807-7374
C****@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KING, CHRISTOPHER, JOHN | Individual | – | CHIEF EXECUTIVE OFFICER | 06/2019 | 25-50% |
| JOHNSON, CHRISTOPHER, MATTHEW | Individual | – | CHIEF TECHNOLOGY OFFICER | 03/2021 | < 5% |
| KERRIGAN, TANYA, ANN | Individual | – | CCO AND GENERAL COUNSEL | 05/2022 | < 5% |