MCINROY & WOOD LIMITED
Adviser information for MCINROY & WOOD LIMITED last updated from Form ADV on July 27th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | APRIL |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 66 |
|---|---|
| Investment Advisory/Research | 19 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,003 | $2.7B |
| Non-Discretionary | 0 | $0 |
| Total | 1,003 | $2.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 962 | $1.4B |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 12 | $1.2B |
| Pension and profit sharing plans | <5 | $2.2M |
| Charitable organizations | 28 | $110.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 99 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-122816 |
|---|---|
| SEC ERA File Number | 801-122816 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 316199 |
| Legal Entity Identifier | 213800W773FZ1SG95202 |
Principal Office
EASTER ALDERSTONHADDINGTON, EAST LOTHIAN
United Kingdom
Monday - Friday, 09:00-17:00
Tel: 44 01620 825867, Fax: None
Chief Compliance Officer
JOY ANN YOUNG
DIRECTOR OF RISK & COMPLIANCE
EASTER ALDERSTON
HADDINGTON
United Kingdom
Tel:
+44 (0) 1620 825867
J********@*****************K
(Full email address available in API data)
Regulatory Contact
JOHN MARSHALL
DIRECTOR
EASTER ALDERSTON
HADDINGTON
United Kingdom
Tel:
+44 (0) 1620 825867
J************@*****************K
(Full email address available in API data)
Industry Affiliates
| MCINROY & WOOD PORTFOLIOS LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MCINROY & WOOD BALANCED FUND | MUTUAL FUND | $1,397.8M | $0.0M | 2000 |
| MCINROY & WOOD EMERGING MARKETS FUND | MUTUAL FUND | $91.3M | $0.0M | 400 |
| MCINROY & WOOD INCOME FUND | MUTUAL FUND | $249.5M | $0.0M | 740 |
| MCINROY & WOOD SMALLER COMPANIES FUND | MUTUAL FUND | $178.5M | $0.0M | 740 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Wood, Tim, Andrew Urquhart | Individual | – | CEO | 08/2012 | 25-50% |
| Wood, Victor, Norman Urquhart | Individual | – | SHAREHOLDER | 08/1986 | 25-50% |
| McAulay, John, Campbell | Individual | – | CFO | 02/2002 | < 5% |
| Ferguson, Wendy, Ann | Individual | – | COO | 01/2013 | < 5% |
| Young, Joy, Ann | Individual | – | CCO | 01/2018 | < 5% |
| Bicocchi, Guido, Antonio | Individual | – | DIRECTOR | 07/2009 | < 5% |
| Marshall, John, Eleutherios | Individual | – | DIRECTOR | 12/2009 | < 5% |
| White, Charles, Toby Fitzherbert | Individual | – | DIRECTOR | 08/2012 | < 5% |
| Swann, Hugo, Oliver Holland | Individual | – | DIRECTOR | 01/2019 | < 5% |
| Seymour, Francis, Charles Edward | Individual | – | DIRECTOR | 05/2004 | < 5% |
| Lindsay, William, Russell | Individual | – | DIRECTOR | 03/2022 | < 5% |
| Wild, Elizabeth, Avril | Individual | – | DIRECTOR | 03/2022 | < 5% |