NORTHSTAR INVESTMENT ADVISORY LLC
Adviser information for NORTHSTAR INVESTMENT ADVISORY LLC last updated from Form ADV on February 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | JANUARY |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 15,137 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 15000 |
Services
| Advisory Services | Financial planningEducational seminars/workshops |
|---|---|
| Compensation | Fixed fees |
Identifiers
| SEC RIA File Number | 801-122824 |
|---|---|
| SEC ERA File Number | 801-122824 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 315965 |
| Legal Entity Identifier | None |
Principal Office
8605 SANTA MONICA BLVDPMB 65044
WEST HOLLYWOOD
CA
United States
Monday - Friday, 9 AM - 5 PM
Tel: (310)-896-8197, Fax: None
Chief Compliance Officer
STACEY GILLESPIE
140 E. 45TH STREET
29TH FLOOR
NEW YORK
NY
United States
Tel:
6103315408
S***************@************M
(Full email address available in API data)
Regulatory Contact
CHRISTOPHER PIMPO
25912 N. 131ST DR
PEORIA
AZ
United States
Tel:
623-707-5966
C****@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PIMPO, CHRISTOPHER, Stephen | Individual | – | DIRECTOR | 11/2021 | < 5% |
| WATT, INC. | Domestic Entity | – | OWNER | 06/2021 | > 75% |
| PENG, WILLIAM, WEI-JEN | Individual | – | CHIEF EXECUTIVE OFFICER | 06/2021 | < 5% |
| PENG, WILLIAM, WEI-JEN | Individual | WATT, INC. | OWNER | 10/2016 | > 75% |
| GILLESPIE, STACEY, JEAN | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2023 | < 5% |