SUNSTATE WEALTH MANAGEMENT LLC
Adviser information for SUNSTATE WEALTH MANAGEMENT LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $173.3M |
| Non-Discretionary | 16 | $7,834 |
| Total | 17 | $173.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 16 | $7,834 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $173.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 100 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-122830 |
|---|---|
| SEC ERA File Number | 801-122830 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 317453 |
| Legal Entity Identifier | None |
Principal Office
2901 S LEJEUNE ROADCORAL GABLES
FL
United States
Monday - Friday, 9:00 AM - 5:00PM
Tel: 305-567-5524, Fax: None
Chief Compliance Officer
KEVIN A. ROWE
2901 S LEJEUNE ROAD
CORAL GABLES
FL
United States
Tel:
754-423-3253
K****@*******************M
(Full email address available in API data)
Regulatory Contact
FABRICIO C. MACASTROPA
CFO
2901 S. LE JEUNE ROAD
CORAL GABLES
FL
United States
Tel:
305.215.8694
F**********@*************M
(Full email address available in API data)
Industry Affiliates
| SUNSTATE BANK | Banking or thrift institution |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SUNSTATE BANCSHARES INC. | Domestic Entity | – | OWNER | 10/2021 | > 75% |
| BURMAIAN SOFISA TRUST | Foreign Entity | SUNSTATE BANCSHARES INC. | OWNER | 10/2021 | > 75% |
| BURMAIAN, HILDA, DIRUHY | Individual | BURMAIAN SOFISA TRUST | OWNER | 10/2021 | 50-75% |
| MACASTROPA, FABRICIO, CAPRIO | Individual | – | MANAGING MEMBER | 10/2021 | < 5% |
| Burmaian, Alexandre | Individual | BURMAIAN SOFISA TRUST | TRUSTEE | 01/2021 | |
| THE PRIVATE TRUST CORPORATION LIMITED | Foreign Entity | BURMAIAN SOFISA TRUST | TRUSTEE | 01/1998 | |
| Devaux, Lloyd | Individual | – | MANAGING MEMBER | 12/2021 | < 5% |
| ROWE, KEVIN, ANTHONY | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2022 | < 5% |