BONDBLOXX
BONDBLOXX INVESTMENT MANAGEMENT CORPORATION Legal Name
Adviser information for BONDBLOXX last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 21 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 12 |
| Registered State Investment Advisers | 12 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 20 | $2.5B |
| Non-Discretionary | 0 | $0 |
| Total | 20 | $2.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 20 | $2.5B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-122836 |
|---|---|
| SEC ERA File Number | 801-122836 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 317318 |
| Legal Entity Identifier | 549300M0XBJH5H5NJQ95 |
Principal Office
700 LARKSPUR LANDING CIRCLESUITE 250
LARKSPUR
CA
United States
Monday - Friday, 9:00AM - 6:00PM
Tel: 800-896-5089, Fax: None
Chief Compliance Officer
ERIC KLEINSCHMIDT
3 CANAL PLAZA
SUITE 100
PORTLAND
ME
United States
Tel:
484-588-5509
E****************@************M
(Full email address available in API data)
Regulatory Contact
JOANNA GALLEGOS
CHIEF OPERATING OFFICER/CO-FOUNDER
700 LARKSPUR LANDING CIRCLE
SUITE 250
LARKSPUR
CA
United States
Tel:
415-317-1125
J**************@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Clemons, Leland, Carroll | Individual | – | CHIEF EXECUTIVE OFFICER/FOUNDER | 06/2021 | 10-25% |
| KELLY, TONY, EDWARD | Individual | – | CO-FOUNDER | 11/2021 | 5-10% |
| GALLEGOS, JOANNA, MARIA | Individual | – | CHIEF OPERATING OFFICER/CO-FOUNDER | 11/2021 | 5-10% |
| KLEINSCHMIDT, ERIC, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2022 | < 5% |
| O'Donnell, Brian, Richard | Individual | – | CO-FOUNDER | 11/2021 | 5-10% |
| MILLER, MARK, GEORGE | Individual | – | CO-FOUNDER | 11/2021 | 5-10% |
| SCHWARTZMAN, ELYA, MICHAEL | Individual | – | CO-FOUNDER | 11/2021 | 5-10% |