BARING FINANCIAL LLC
Adviser information for BARING FINANCIAL LLC last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 880 | $136.4M |
| Non-Discretionary | 0 | $0 |
| Total | 880 | $136.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 491 | $69.1M |
| HNW Individuals | 53 | $62.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 8 | $3.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 7 | $1.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-122840 |
|---|---|
| SEC ERA File Number | 801-122840 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 173761 |
| Legal Entity Identifier | None |
Principal Office
1310 10TH STSUITE 101
BELLINGHAM
WA
United States
Monday - Friday, 8AM TO 5PM
Tel: 360-671-7257, Fax: 360-671-2171
Chief Compliance Officer
MELVIN DANSON
1310 10TH ST
SUITE 101
BELLINGHAM
WA
United States
Tel:
360-671-7257
Fax:
360-671-2171
I***@******************M
(Full email address available in API data)
Industry Affiliates
| ELISE M.F. WILLIAMS | Accountant or accounting firm |
| LOGAN DANSON, LLC | Accountant or accounting firmInsurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DANSON, MELVIN, WALTER | Individual | – | PRESIDENT, CCO | 01/2016 | > 75% |