DRYDEN CAPITAL, LLC

Adviser information for DRYDEN CAPITAL, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 2
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 4 $82.5M
Non-Discretionary 0 $0
Total 4 $82.5M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 3 $57.3M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 1 $25.2M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 25

Services

Advisory Services Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-122859
SEC ERA File Number 801-122859
SEC CIK Numbers 1756488
SEC CRD Numbers 172648
Legal Entity Identifier None

Principal Office

777 BRICKELL AVENUE
SUITE 500
MIAMI
FL
United States
Monday - Friday, 9 A.M. - 5 P.M.
Tel: (305) 788-2413, Fax: None

Chief Compliance Officer

MATTHEW LEAVITT
MANAGER, MEMBER, CHIEF OPERATING OFFICER
777 BRICKELL AVE
SUITE 500
MIAMI
FL
United States
Tel: 305-788-2413
(Full email address available in API data)

Industry Affiliates

DRYDEN CAPITAL GP, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
DRYDEN CAPITAL FUND, LP Hedge Fund $16.8M $1.0M 22
DRYDEN SPECIAL OPPORTUNITY FUND, LP Hedge Fund $37.0M $0.3M 30

Control Persons

Name Type Entity Title Since Ownership
LEAVITT, MATTHEW, CHARLES Individual MANAGER, MEMBER, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER 02/2013 50-75%
BUFFINGTON, MATT Individual MANAGER, MEMBER, PORTFOLIO MANAGER 02/2013 50-75%

No. Employees, Historic

1050202120222023202420250 on 11/11/20212 on 3/18/20222 on 3/18/20222 on 3/30/20232 on 3/26/2024

RAUM, Historic

200M100M02022202320242025147828217 on 3/18/2022147828217 on 3/18/2022104639663 on 3/30/202382519904 on 3/26/2024

No. Clients, Historic

1050202120222023202420250 on 11/11/20215 on 3/18/20225 on 3/18/20225 on 3/30/20234 on 3/26/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
CATALYST BANCORP INC COMMON STOCK 354K 31K
EXCELFIN ACQUISITION CORP *W EXP 10/25/202 19K 638K
FIDELITY NATL INFORMATION SV COM 8M 101K
INVESTCORP EUROPE ACQUISITIO CLASS A ORD SHS 10M 840K
INVESTCORP EUROPE ACQUISITIO *W EXP 12/15/202 64K 880K
KENSINGTON CAPITAL ACQUISITI *W EXP 99/99/999 31K 1M
PAGAYA TECHNOLOGIES LTD *W EXP 99/99/999 13K 117K
AMPRIUS TECHNOLOGIES INC *W EXP 09/14/202 110K 645K
LIVEWIRE GROUP INC *W EXP 09/26/202 52K 273K
SPRING VALLEY ACQUISTN CORP RIGHT 02/25/2026 114K 951K
SPRING VALLEY ACQUISTN CORP CLASS A ORD 4M 330K
PERCEPTION CAPITAL CORP III *W EXP 99/99/999 15K 579K
SPRING VALLEY ACQUISTN CORP *W EXP 02/25/202 48K 594K
AMERISERV FINL INC COM 98K 43K
AMBIPAR EMERGENCY RESPONSE *W EXP 99/99/999 42K 202K
ARES ACQUISITION CORP II SHS CLASS A 7M 670K
ARES ACQUISITION CORP II *W EXP 99/99/999 99K 760K
FTAC EMERALD ACQUISITION COR CLASS A COM 11M 1M
HAYMAKER ACQUISITION CORP IV CLASS A 8M 715K
HAYMAKER ACQUISITION CORP IV *W EXP 05/31/202 129K 738K
CRH PLC ORD 900K 12K
VERISIGN INC COM 133K 750
VESTIS CORPORATION COM SHS 104K 9K
WILLIAM PENN BANCORPORATION COM 3M 229K
AGRICULTURE & NAT SOL ACQ CO SHS CL A 4M 375K
AGRICULTURE & NAT SOL ACQ CO *W EXP 10/01/202 99K 618K
GCT SEMICONDUCTOR HLDG INC *W EXP 03/01/202 119K 794K
GP-ACT III ACQUISITION CORP UNIT 99/99/9999 3M 300K
AVANTOR INC COM 212K 10K
WILLIS TOWERS WATSON PLC LTD SHS 524K 2K