DRYDEN CAPITAL, LLC
Adviser information for DRYDEN CAPITAL, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 2 |
---|---|
Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 4 | $82.5M |
Non-Discretionary | 0 | $0 |
Total | 4 | $82.5M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 3 | $57.3M |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 1 | $25.2M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 25 |
Services
Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
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Compensation | % of AUMPerformance-based fees |
Principal Office
777 BRICKELL AVENUESUITE 500
MIAMI
FL
United States
Monday - Friday, 9 A.M. - 5 P.M.
Tel: (305) 788-2413, Fax: None
Websites
Chief Compliance Officer
MATTHEW LEAVITT
MANAGER, MEMBER, CHIEF OPERATING OFFICER
777 BRICKELL AVE
SUITE 500
MIAMI
FL
United States
Tel:
305-788-2413
M*******@*************M
(Full email address available in API data)
Industry Affiliates
DRYDEN CAPITAL GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
DRYDEN CAPITAL FUND, LP | Hedge Fund | $16.8M | $1.0M | 22 |
DRYDEN SPECIAL OPPORTUNITY FUND, LP | Hedge Fund | $37.0M | $0.3M | 30 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
LEAVITT, MATTHEW, CHARLES | Individual | – | MANAGER, MEMBER, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | 02/2013 | 50-75% |
BUFFINGTON, MATT | Individual | – | MANAGER, MEMBER, PORTFOLIO MANAGER | 02/2013 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
CATALYST BANCORP INC | COMMON STOCK | 354K | 31K | – |
EXCELFIN ACQUISITION CORP | *W EXP 10/25/202 | 19K | 638K | – |
FIDELITY NATL INFORMATION SV | COM | 8M | 101K | – |
INVESTCORP EUROPE ACQUISITIO | CLASS A ORD SHS | 10M | 840K | – |
INVESTCORP EUROPE ACQUISITIO | *W EXP 12/15/202 | 64K | 880K | – |
KENSINGTON CAPITAL ACQUISITI | *W EXP 99/99/999 | 31K | 1M | – |
PAGAYA TECHNOLOGIES LTD | *W EXP 99/99/999 | 13K | 117K | – |
AMPRIUS TECHNOLOGIES INC | *W EXP 09/14/202 | 110K | 645K | – |
LIVEWIRE GROUP INC | *W EXP 09/26/202 | 52K | 273K | – |
SPRING VALLEY ACQUISTN CORP | RIGHT 02/25/2026 | 114K | 951K | – |
SPRING VALLEY ACQUISTN CORP | CLASS A ORD | 4M | 330K | – |
PERCEPTION CAPITAL CORP III | *W EXP 99/99/999 | 15K | 579K | – |
SPRING VALLEY ACQUISTN CORP | *W EXP 02/25/202 | 48K | 594K | – |
AMERISERV FINL INC | COM | 98K | 43K | – |
AMBIPAR EMERGENCY RESPONSE | *W EXP 99/99/999 | 42K | 202K | – |
ARES ACQUISITION CORP II | SHS CLASS A | 7M | 670K | – |
ARES ACQUISITION CORP II | *W EXP 99/99/999 | 99K | 760K | – |
FTAC EMERALD ACQUISITION COR | CLASS A COM | 11M | 1M | – |
HAYMAKER ACQUISITION CORP IV | CLASS A | 8M | 715K | – |
HAYMAKER ACQUISITION CORP IV | *W EXP 05/31/202 | 129K | 738K | – |
CRH PLC | ORD | 900K | 12K | – |
VERISIGN INC | COM | 133K | 750 | – |
VESTIS CORPORATION | COM SHS | 104K | 9K | – |
WILLIAM PENN BANCORPORATION | COM | 3M | 229K | – |
AGRICULTURE & NAT SOL ACQ CO | SHS CL A | 4M | 375K | – |
AGRICULTURE & NAT SOL ACQ CO | *W EXP 10/01/202 | 99K | 618K | – |
GCT SEMICONDUCTOR HLDG INC | *W EXP 03/01/202 | 119K | 794K | – |
GP-ACT III ACQUISITION CORP | UNIT 99/99/9999 | 3M | 300K | – |
AVANTOR INC | COM | 212K | 10K | – |
WILLIS TOWERS WATSON PLC LTD | SHS | 524K | 2K | – |