STELLUS CAPITAL INCOME PBDC, LLC
STELLUS PRIVATE BDC ADVISOR, LLC Legal Name
Adviser information for STELLUS CAPITAL INCOME PBDC, LLC last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 36 |
|---|---|
| Investment Advisory/Research | 18 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $352.9M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $352.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 1 | $352.9M |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-122873 |
|---|---|
| SEC ERA File Number | 801-122873 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 317513 |
| Legal Entity Identifier | None |
Principal Office
4400 POST OAK PARKWAYSUITE 2200
HOUSTON
TX
United States
Monday - Friday, 9:00AM TO 5:30PM
Tel: 713-292-5400, Fax: 713-292-5460
Chief Compliance Officer
W. TODD HUSKINSON
CFO, PARTNER
4400 POST OAK PARKWAY
SUITE 2200
HOUSTON
TX
United States
Tel:
7132925414
Fax:
7132925464
T*********@*****************M
(Full email address available in API data)
Regulatory Contact
SONIA DELUNA
OFFICE MANAGER
4400 POST OAK PARKWAY
SUITE 2200
HOUSTON
TX
United States
Tel:
713-292-5476
Fax:
7132925464
S******@*****************M
(Full email address available in API data)
Industry Affiliates
| SCF INVESTOR B GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| STELLUS CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial planners |
| STELLUS CREDIT FUND ERISA OFFSHORE GP III, LTD. | Sponsor, GP, manager of pooled investment vehicles |
| STELLUS CREDIT FUND OFFSHORE GP II, LTD. | Sponsor, GP, manager of pooled investment vehicles |
| STELLUS CREDIT FUND OFFSHORE GP III, LTD. | Sponsor, GP, manager of pooled investment vehicles |
| STELLUS CREDIT FUND OFFSHORE GP, LTD. | Sponsor, GP, manager of pooled investment vehicles |
| STELLUS CREDIT MASTER FUND I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| STELLUS CREDIT MASTER FUND II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| STELLUS CREDIT MASTER FUND III GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| STELLUS SENIOR SECURED FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HUSKINSON, WILLIAM, TODD | Individual | – | CCO AND CFO | 10/2021 | < 5% |
| STELLUS CAPITAL MANAGEMENT, LLC | Domestic Entity | – | SOLE MEMBER | 10/2021 | > 75% |
| LADD, ROBERT, THOMSEN | Individual | – | MANAGING PARTNER | 12/2021 | < 5% |
| SCM HOLDINGS GP, LLC. | Domestic Entity | STELLUS CAPITAL MANAGEMENT HOLDINGS, L.P. | GENERAL PARTNER | 01/2012 | > 75% |
| LADD, ROBERT, THOMSEN | Individual | SCM HOLDINGS GP, LLC. | MANAGING MEMBER | 01/2012 | 50-75% |
| STELLUS CAPITAL MANAGEMENT HOLDINGS, L.P. | Domestic Entity | STELLUS CAPITAL MANAGEMENT, LLC | SOLE MEMBER | 01/2012 | > 75% |