NEXADVISORS, LLC
Adviser information for NEXADVISORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $264,155 |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $264,155 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $260,445 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $3,710 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-122878 |
|---|---|
| SEC ERA File Number | 801-122878 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 317477 |
| Legal Entity Identifier | None |
Principal Office
300 CRESCENT CT.SUITE 700
DALLAS
TX
United States
Monday - Friday, 8:00 - 5:00
Tel: 214-550-8350, Fax: 214-853-5317
Chief Compliance Officer
STEPHANIE VITIELLO
300 CRESCENT CT
SUITE 700
DALLAS
TX
United States
Tel:
214-538-0110
Fax:
214-853-5137
S********@***************M
(Full email address available in API data)
Industry Affiliates
| FALCON E & P OPPORTUNITIES GP, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| GOVERNANCE RE, LTD | Insurance company or agency |
| NEXANNUITY ASSET MANAGEMENT, L.P. | Other investment adviser, including financial planners |
| NEXBANK | Banking or thrift institution |
| NEXBANK SECURITIES INC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| NEXPOINT ASSET MANAGEMENT, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| NEXPOINT INSURANCE SOLUTIONS, L.P. | Other investment adviser, including financial planners |
| NEXPOINT REAL ESTATE ADVISORS IV, L.P. | Other investment adviser, including financial planners |
| NEXPOINT REAL ESTATE ADVISORS IX, L.P. | Other investment adviser, including financial planners |
| NEXPOINT REAL ESTATE ADVISORS V, L.P. | Other investment adviser, including financial planners |
| NEXPOINT REAL ESTATE ADVISORS VI, L.P. | Other investment adviser, including financial planners |
| NEXPOINT REAL ESTATE ADVISORS VII, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| NEXPOINT REAL ESTATE ADVISORS VIII, L.P. | Other investment adviser, including financial planners |
| NEXPOINT REAL ESTATE ADVISORS X, L.P. | Other investment adviser, including financial planners |
| NEXPOINT REAL ESTATE ADVISORS XI, L.P. | Other investment adviser, including financial planners |
| NEXPOINT REAL ESTATE ADVISORS XII, L.P. | Other investment adviser, including financial planners |
| NEXPOINT REAL ESTATE ADVISORS, L.P. | Other investment adviser, including financial planners |
| NEXPOINT SECURITIES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| NEXVANTAGE TITLE SERVICES | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NEXANNUITY HOLDINGS, INC. | Domestic Entity | – | SOLE MEMBER | 10/2021 | > 75% |
| HEISS, BRADFORD, Burman | Individual | – | PRESIDENT | 01/2023 | < 5% |
| Vitiello, Stephanie, Lynn | Individual | – | CHIEF COMPLIANCE OFFICER AND SECRETARY | 01/2023 | < 5% |
| THE DUGABOY INVESTMENT TRUST | Domestic Entity | NEXANNUITY HOLDINGS, INC. | SOLE SHAREHOLDER | 04/2019 | > 75% |
| DONDERO, NANCY, MARIE | Individual | THE DUGABOY INVESTMENT TRUST | TRUSTEE | 10/2015 |