ROAD CAPITAL MANAGEMENT LP
Adviser information for ROAD CAPITAL MANAGEMENT LP last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $197.0M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $197.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $197.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 66 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-122888 |
|---|---|
| SEC ERA File Number | 801-122888 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 317609 |
| Legal Entity Identifier | None |
Principal Office
133 SOUTH BEACH ROADHOBE SOUND
FL
United States
Monday - Friday, 9AM - 5PM
Tel: 781-264-6268, Fax: None
Chief Compliance Officer
ALEXANDER DEVNEW
CHIEF OPERATING OFFICER
133 SOUTH BEACH ROAD
HOBE SOUND
FL
United States
Tel:
781-264-6268
A******@******************M
(Full email address available in API data)
Regulatory Contact
THOMAS BAILEY
FOUNDER AND GENERAL PARTNER
133 SOUTH BEACH ROAD
HOBE SOUND
FL
United States
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ROAD CAPITAL MASTER FUND LP | Hedge Fund | $197.0M | $5.0M | 100 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Devnew, Alexander, Shaw | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER | 11/2021 | < 5% |
| BAILEY, THOMAS, NATHAN | Individual | – | FOUNDER AND GENERAL PARTNER | 11/2021 | < 5% |
| BAILEY, THOMAS, NATHAN | Individual | ROAD CAPITAL PARTNERS LLC | FOUNDER AND GENERAL PARTNER | 11/2021 | > 75% |
| ROAD CAPITAL PARTNERS LLC | Domestic Entity | – | COMPANY | 12/2021 | > 75% |
| ROAD CM GP LLC | Domestic Entity | – | GENERAL PARTNER | 09/2021 | < 5% |