BEACON FINANCIAL GROUP, INC.
Adviser information for BEACON FINANCIAL GROUP, INC. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,071 | $520.9M |
| Non-Discretionary | 91 | $140.8M |
| Total | 1,162 | $661.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 185 | $58.1M |
| HNW Individuals | 105 | $465.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 66 | $138.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 356 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-122901 |
|---|---|
| SEC ERA File Number | 801-122901 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 317775 |
| Legal Entity Identifier | None |
Principal Office
173 SOUTH CHILLICOTHE ROADAURORA
OH
United States
Monday - Friday, 8:30AM- 5:00PM
Tel: 216-998-0100, Fax: 216-998-0010
Websites
Chief Compliance Officer
JANET M. BAUER
VICE PRESIDENT
173 SOUTH CHILLICOTHE ROAD
AURORA
OH
United States
Tel:
216-998-0100
J*****@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BAUER, JANET, MARIE | Individual | – | CHIEF COMPLIANCE OFFICER/ VICE PRESIDENT | 11/2021 | < 5% |
| BESINGER, BRENT, F | Individual | – | PRESIDENT | 11/2021 | > 75% |