OWLFI
OWLFI RIA LLC Legal Name
Adviser information for OWLFI last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Kansas, United States |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 6 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 749 | $125.1M |
| Non-Discretionary | 0 | $0 |
| Total | 749 | $125.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 198 | $18.9M |
| HNW Individuals | 261 | $106.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-122910 |
|---|---|
| SEC ERA File Number | 801-122910 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 311854 |
| Legal Entity Identifier | None |
Principal Office
8725 ROSEHILLSUITE 119
LENEXA
KS
United States
Monday - Friday, 8-5
Tel: 913-441-8380, Fax: None
Websites
www.owlfi.com/
www.facebook.com/owlfi-tax-and-accounting-1466098173438673/
www.linkedin.com/company/owlfi
www.privateclientadvisor.net/
www.facebook.com/owlfi
www.linkedin.com/authwall?trk=bf&trkinfo=aqhlkuytcevk8gaaayegxe241vdglf-whhwvcte22riguzzdntysfcaosratnal90t8dg43sgdna0a4
www.youtube.com/channel/ucaurzvbjkcix9q21uehppnq
vimeo.com/showcase/9200644
serenitywealthmgmt.com/
Chief Compliance Officer
MARK STRATTON
8725 ROSEHILL
SUITE 119
LENEXA
KS
United States
Tel:
913-441-8380
M***@********M
(Full email address available in API data)
Regulatory Contact
MARK J. DONALDSON, CFA
COMPLIANCE CONSULTANT
PO BOX 7629
KANSAS CITY
MO
United States
Tel:
913-707-7366
M*********@**********************M
(Full email address available in API data)
Industry Affiliates
| OWLFI CPA LLC | Accountant or accounting firm |
| OWLFI INSURANCE LLC | Insurance company or agency |
| OWLFI STRATEGIC, INC. | Sponsor or syndicator of limited partnerships |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Klusman, Kelly, James | Individual | OWLFI TAX AND ACCOUNTING, INC. | OWNER/PRESIDENT | 10/2017 | > 75% |
| Klusman, Kelly, James | Individual | – | CHIEF FINANCIAL OFFICER / LLC MANAGER | 12/2020 | < 5% |
| OMANSON, ELLIOT, THOMAS | Individual | – | CHIEF EXECUTIVE OFFICER / LLC MANAGER | 11/2020 | < 5% |
| OMANSON, ELLIOT, THOMAS | Individual | OWLFI, INC. | OWNER/PRESIDENT | 11/2020 | > 75% |
| STRATTON, MARK, EDWARD | Individual | – | CHIEF COMPLIANCE OFFICER / CHIEF INVESTMENT OFFICER / LLC MANAGER | 01/2022 | < 5% |
| CUTLER, ELIZABETH, ANSLEY | Individual | – | CHIEF OPERATING OFFICER / LLC MANAGER | 01/2022 | < 5% |
| OWLFI, INC. | Domestic Entity | – | MEMBER | 11/2020 | > 75% |
| OWLFI TAX AND ACCOUNTING, INC. | Domestic Entity | – | MEMBER | 11/2020 | < 5% |