BUILD ASSET MANAGEMENT
BUILD ASSET MANAGEMENT, LLC Legal Name
Adviser information for BUILD ASSET MANAGEMENT last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Missouri, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 8 | $109.5M |
| Non-Discretionary | 0 | $0 |
| Total | 8 | $109.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $41,386 |
| HNW Individuals | <5 | $4.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $17.2M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $18.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $65.1M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $4.8M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-122911 |
|---|---|
| SEC ERA File Number | 801-122911 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 298354 |
| Legal Entity Identifier | None |
Principal Office
3608 WEST TRUMAN BLVD.SUITE 200
JEFFERSON CITY
MO
United States
Monday - Friday, 8:00 A.M. UNTIL 5:00 P.M.
Tel: 833-852-8453, Fax: None
Chief Compliance Officer
RITA E. THOLT
CHIEF COMPLIANCE OFFICER
140 EAST 45TH ST.
29TH FLOOR
NEW YORK
NY
United States
Tel:
614-309-9078
R*********@************M
(Full email address available in API data)
Regulatory Contact
JOHN L. RUTH
PRESIDENT/CEO
3608 WEST TRUMAN BLVD.
SUITE 200
JEFFERSON CITY
MO
United States
Tel:
573-338-5000
J***@**************M
(Full email address available in API data)
Industry Affiliates
| BUILD SECURED INCOME FUND1, GP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BUILD SECURED INCOME FUND I | PRIVATE DEBT | $17.6M | $0.3M | 12 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RUTH, JOHN, L. | Individual | – | PRESIDENT, CEO | 12/2018 | 25-50% |
| DINES, MATTHEW, G. | Individual | – | CHAIRMAN, CHIEF FINANCIAL OFFICER, CHIEF INVESTMENT OFFICER | 12/2018 | 25-50% |
| SNK REAL PROPERTY HOLDINGS, LLC | Domestic Entity | – | MEMBER | 12/2018 | 10-25% |
| THOLT, RITA, ELIZABETH | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2021 | < 5% |
| Martin, David, Edward | Individual | – | CHIEF OPERATING OFFICER | 03/2019 | < 5% |