EAST GUILFORD FINANCIAL SERVICES LLC
Adviser information for EAST GUILFORD FINANCIAL SERVICES LLC last updated from Form ADV on February 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 286 | $94.5M |
| Non-Discretionary | 392 | $60.3M |
| Total | 678 | $154.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 243 | $61.0M |
| HNW Individuals | 43 | $92.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 1 | $1.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-122915 |
|---|---|
| SEC ERA File Number | 801-122915 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 127481 |
| Legal Entity Identifier | None |
Principal Office
145 DURHAM ROADMADISON
CT
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 203-318-1177, Fax: 203-318-1117
Chief Compliance Officer
GREGORY J. GUIDONE
145 DURHAM ROAD
(203) 318-1117
MADISON
CT
United States
Tel:
(203) 318-1177
G***@*****S
(Full email address available in API data)
Regulatory Contact
PAMELA ROCKLEY
MANAGING MEMBER
7 DEWAL DRIVE
NORWALK
CT
United States
Tel:
(203) 956-5900
Fax:
(203) 286-1145
P*******@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GUIDONE, GREGORY, JOHN | Individual | – | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | 09/2021 | > 75% |