WERLEMANN WEALTH MANAGEMENT
WERLEMANN SECURITIES LLC Legal Name
Adviser information for WERLEMANN WEALTH MANAGEMENT last updated from Form ADV on January 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wyoming, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 87 | $93.1M |
| Non-Discretionary | 0 | $0 |
| Total | 87 | $93.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 10 | $1.9M |
| HNW Individuals | 28 | $91.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-122918 |
|---|---|
| SEC ERA File Number | 801-122918 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 317777 |
| Legal Entity Identifier | None |
Principal Office
620 NEWPORT CENTER DRIVESTE #1100
NEWPORT BEACH
CA
United States
Monday - Friday, 9-5
Tel: 949-200-4620, Fax: None
Websites
Chief Compliance Officer
BRYAN WERLEMANN
MANAGING PRINCIPAL/CEO
620 NEWPORT CENTER DRIVE
STE #1100
NEWPORT BEACH
CA
United States
Tel:
949-200-4620
B****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WERLEMANN, BRYAN, ANTHONY | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2021 | > 75% |