RIDGEWOOD INFRASTRUCTURE

RIDGEWOOD INFRASTRUCTURE, LLC Legal Name

Adviser information for RIDGEWOOD INFRASTRUCTURE last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 15
Investment Advisory/Research 12
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 10 $1.5B
Non-Discretionary 1 $13.0M
Total 11 $1.5B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 10 $1.5B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 1 $13.0M
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 30

Services

Advisory Services Portfolio management for pooled investment vehiclesCONSULTING
Compensation % OF CAPITAL COMMITMENTS

Chief Compliance Officer

MARIA E HAGGERTY
VP-LEGAL
14 PHILIPS PARKWAY
MONTVALE
NJ
United States
Tel: 2014479000
Fax: 2014470474
(Full email address available in API data)

Industry Affiliates

RIDGEWOOD ENERGY CORPORATION Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
RIDGEWOOD PRIVATE EQUITY PARTNERS Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
DB VISTA RIDGE CO-INVEST HOLDCO CAYMAN, L.P. Private Equity Fund $4.3M $0.0M 2
EIP CO-INVEST LLC Private Equity Fund $11.7M $0.0M 2
EIP PARALLEL CO-INVEST, LP Private Equity Fund $29.9M $0.0M 3
RIDGEWOOD WATER & STRATEGIC INFRASTRUCTURE DOMESTIC PARALLEL FUND, L.P. Private Equity Fund $10.0M $10.0M 2
RIDGEWOOD WATER & STRATEGIC INFRASTRUCTURE FUND II LP Private Equity Fund $531.8M $10.0M 68
RIDGEWOOD WATER & STRATEGIC INFRASTRUCTURE FUND, L.P. Private Equity Fund $541.8M $10.0M 72
RIDGEWOOD WATER & STRATEGIC INFRASTRUCTURE PARALLEL FUND II LP Private Equity Fund $235.8M $10.0M 18
RIDGEWOOD WATER & STRATEGIC INFRASTRUCTURE PARALLEL FUND, L.P. Private Equity Fund $97.1M $10.0M 27
US UNDINE CO-INVEST HOLDCO L.P. Private Equity Fund $21.0M $0.0M 4
US VISTA RIDGE CO-INVEST HOLDCO L.P. Private Equity Fund $8.1M $0.0M 1

Control Persons

Name Type Entity Title Since Ownership
SWANSON, MATTHEW, ELIAS Individual FOUNDING PARTNER 01/2017 10-25%
HAGGERTY, MARIA, EUGENIA Individual VP-LEGAL & CHIEF COMPLIANCE OFFICER 01/2017 < 5%
POSNER, ROSS, MAXWELL Individual MANAGING PARTNER 01/2017 < 5%
ALBRECHT, MICHAEL, LAWRENCE Individual MANAGING PARTNER 01/2020 < 5%
SWANSON, ROBERT, ERNEST Individual MANAGER 01/2022 50-75%
SWANSON FAMILY CONTROL TRUST, ROBERT E. SWANSON TRUSTEE Domestic Entity OWNER 01/2022 < 5%
SCOTT, JENNIFER, BRUMEL Individual CFO 01/2022 < 5%
SWANSON, ROBERT, ERNEST Individual SWANSON FAMILY CONTROL TRUST, ROBERT E. SWANSON TRUSTEE TRUSTEE 01/2017

No. Employees, Historic

20100202120222023202413 on 11/22/202113 on 1/7/202214 on 3/31/202215 on 3/31/2023

RAUM, Historic

2B1B02021202220232024648984013 on 11/22/2021648984013 on 1/7/2022690697544 on 3/31/20221469308042 on 3/31/2023

No. Clients, Historic

2010020212022202320247 on 11/22/20217 on 1/7/20229 on 3/31/202211 on 3/31/2023