36 NORTH CAPITAL MANAGEMENT, LLC
Adviser information for 36 NORTH CAPITAL MANAGEMENT, LLC last updated from Form ADV on February 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Arkansas, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 3 | $1.8B |
| Total | 3 | $1.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $1.8B |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-122931 |
|---|---|
| SEC ERA File Number | 801-122931 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 317557 |
| Legal Entity Identifier | None |
Principal Office
901 SE VILLAGE LOOPSUITE 1
BENTONVILLE
AR
United States
Monday - Friday, 9AM -5:30PM
Tel: 479-250-9540, Fax: None
Websites
Chief Compliance Officer
MARK FOWLER
CEO
901 SE VILLAGE LOOP, SUITE 1
BENTONVILLE
AR
United States
Tel:
479-250-9517
M******@*****************M
(Full email address available in API data)
Regulatory Contact
CAROLYN KEATING
COO; HEAD OF PRIVATE INVESTMENT
901 SE VILLAGE LOOP, SUITE 1
BENTONVILLE
AR
United States
Tel:
479-250-9518
C*******@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Fowler, Mark, Andrew | Individual | – | CHIEF INVESTMENT OFFICER, CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | 09/2021 | 50-75% |
| KEATING, CAROLYN, ANNE | Individual | – | HEAD OF PRIVATE INVESTMENTS, CHIEF OPERATING OFFICER & CHIEF FINANCIAL OFFICER | 09/2021 | 25-50% |