SWEATER INDUSTRIES LLC
Adviser information for SWEATER INDUSTRIES LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $13.8M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $13.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $13.6M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $236,000 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-122933 |
|---|---|
| SEC ERA File Number | 801-122933 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 317749 |
| Legal Entity Identifier | None |
Principal Office
2000 CENTRAL AVE.BOULDER
CO
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 1-888-577-7987, Fax: None
Chief Compliance Officer
EMMA D. CLARK
CHIEF OPERATING OFFICER
2000 CENTRAL AVE.
BOULDER
CO
United States
Tel:
(713) 412-1841
E***@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SWEATER INDUSTRIES MEMBER SPV LLC | Venture Capital Fund | $0.2M | $0.0M | 63 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SWEATER INC. | Domestic Entity | – | MEMBER | 07/2021 | > 75% |
| Randall, Jesse, K | Individual | – | CHIEF EXECUTIVE OFFICER | 11/2021 | < 5% |
| Randall, Jesse, K | Individual | SWEATER INC. | OWNER | 11/2019 | 25-50% |
| Clark, Emma, Donaho | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | 12/2021 | < 5% |