LESTER FINANCIAL GROUP, LLC
Adviser information for LESTER FINANCIAL GROUP, LLC last updated from Form ADV on February 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 516 | $163.7M |
| Non-Discretionary | 0 | $0 |
| Total | 516 | $163.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 486 | $126.5M |
| HNW Individuals | 37 | $37.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-122944 |
|---|---|
| SEC ERA File Number | 801-122944 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 317036 |
| Legal Entity Identifier | None |
Principal Office
301 N. NEIL ST.SUITE 400
CHAMPAIGN
IL
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 217-356-6533, Fax: 217-356-6577
Websites
Chief Compliance Officer
ANNE TAYLOR
301 N. NEIL ST.
400
CHAMPAIGN
IL
United States
Tel:
217-356-6533
Fax:
217-356-6577
A***@***********************M
(Full email address available in API data)
Regulatory Contact
TODD LESTER
MANAGING PRINCIPAL
301 N. NEIL ST.
SUITE 400
CHAMPAIGN
IL
United States
Tel:
(217) 356-6533
Fax:
(217) 356-6577
I***@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LESTER, TODD, ALLEN | Individual | – | MANAGING PRINCIPAL | 01/2022 | > 75% |
| TAYLOR, ANNE, CHRISTINE | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2022 | < 5% |