SAYBROOK WEALTH GROUP, INC.
Adviser information for SAYBROOK WEALTH GROUP, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 144 | $18.0M |
| Non-Discretionary | 784 | $178.7M |
| Total | 928 | $196.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 182 | $15.9M |
| HNW Individuals | 102 | $170.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $10.2M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-122964 |
|---|---|
| SEC ERA File Number | 801-122964 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 317867 |
| Legal Entity Identifier | None |
Principal Office
288 MAIN STREETOLD SAYBROOK
CT
United States
Monday - Friday, 8:30 AM TO 5:30 PM
Tel: (860) 388-2200, Fax: (860) 388-2201
Websites
Chief Compliance Officer
STEPHEN E. NORTON
PRESIDENT
288 MAIN STREET
OLD SAYBROOK
CT
United States
Tel:
(860) 388-2200
Fax:
(860) 388-2201
S*************@*****************M
(Full email address available in API data)
Regulatory Contact
ELAYNE MARINEAU
OPERATIONS MANAGER
288 MAIN STREET
OLD SAYBROOK
CT
United States
Tel:
860-388-2200
Fax:
(860) 388-2201
E**************@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NORTON, STEPHEN, ERNEST | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 11/2007 | > 75% |