Hedge Fund Database

VERTEX PARTNERS

VERTEX PLANNING PARTNERS, LLC Legal Name

Adviser information for VERTEX PARTNERS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Illinois, United States

Employees

Total Number of Employees 14
Investment Advisory/Research 14
Registered Broker-Dealer Representatives 9
Registered State Investment Advisers 10
Licensed Agents of an Insurance Company 5
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,160 $670.0M
Non-Discretionary 9 $1.2M
Total 2,169 $671.2M

Clients

Type Number RAUM
Individuals 519 $163.5M
HNW Individuals 249 $503.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $3.3M
Charitable organizations <5 $650
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $528,387
Other 0 $0
Type Number
No. of Non-RAUM Clients 8
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 600.8M
Both for Same 0
Portfolio Manager to Program Sponsor
VERTEX PLANNING PARTNERS WRAP PROGRAM VERTEX PLANNING PARTNERS, LLC

Identifiers

SEC RIA File Number 801-122980
SEC ERA File Number 801-122980
SEC CIK Numbers 1942341
SEC CRD Numbers 316839
Legal Entity Identifier None

Principal Office

3000 WOODCREEK DRIVE
SUITE 100
DOWNERS GROVE
IL
United States
Monday - Friday, 8 AM - 4 PM
Tel: 630-836-3300, Fax: None

Websites

www.linkedin.com/company/vertexplanningpartners www.vertexplanningpartners.com

Chief Compliance Officer

GREGORY BENNER
MANAGING PARTNER
3000 WOODCREEK DRIVE
SUITE 100
DOWNERS GROVE
IL
United States
Tel: 630-836-3300
(Full email address available in API data)

Industry Affiliates

VERTEX ACCOUNTING PARTNERS, LLC Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
HUSTON, CHRISTOPHER, CHARLES Individual – MEMBER 03/2022 5-10%
BENNER, GREGORY, PAUL Individual – CHIEF COMPLIANCE OFFICER / MANAGING MEMBER 09/2021 25-50%
FRANZEN, STEVEN, PAUL Individual – MANAGING MEMBER 09/2021 10-25%
BELLIS, MICHAEL, DAVID Individual – MANAGING MEMBER 09/2021 25-50%

No. Employees, Historic

201002021202220232024202513 on 12/3/202113 on 12/15/202113 on 3/21/202213 on 5/3/202214 on 1/27/202314 on 3/22/202314 on 3/22/202314 on 3/27/202314 on 3/28/202314 on 12/15/202314 on 3/28/2024

RAUM, Historic

700M350M0202120222023202420250 on 12/3/20210 on 12/15/20210 on 3/21/2022478601234 on 5/3/2022478601234 on 1/27/2023481067168 on 3/22/2023481067168 on 3/22/2023481067168 on 3/27/2023481067168 on 3/28/2023481067168 on 12/15/2023671193121 on 3/28/2024

No. Clients, Historic

8004000202120222023202420250 on 12/3/20210 on 12/15/20210 on 3/21/2022641 on 5/3/2022641 on 1/27/2023672 on 3/22/2023672 on 3/22/2023672 on 3/27/2023672 on 3/28/2023672 on 12/15/2023774 on 3/28/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 554K 5K –
ABBVIE INC COM 2M 10K –
ALPHABET INC CAP STK CL A 653K 4K –
ALPHABET INC CAP STK CL C 613K 3K –
AMAZON COM INC COM 1M 6K –
AMGEN INC COM 453K 1K –
APPLE INC COM 18M 85K –
AUTOMATIC DATA PROCESSING IN COM 206K 865 –
BERKSHIRE HATHAWAY INC DEL CL B NEW 231K 568 –
BLACKROCK ETF TRUST US EQT FACTOR 7M 159K –
BLACKROCK ETF TRUST US CARBON TRANS 200K 3K –
BLACKROCK ETF TRUST II HIGH YLD MUNI IN 260K 11K –
BLACKROCK ETF TRUST II FLEXIBLE INCOME 1M 22K –
BP PLC SPONSORED ADR 849K 24K –
CAMPBELL SOUP CO COM 670K 15K –
CATERPILLAR INC COM 518K 2K –
CHEVRON CORP NEW COM 540K 3K –
CHIPOTLE MEXICAN GRILL INC COM 213K 3K –
COCA COLA CO COM 214K 3K –
COLUMBIA ETF TR II EM CORE EX ETF 4M 132K –
COSTCO WHSL CORP NEW COM 526K 619 –
DIMENSIONAL ETF TRUST US CORE EQT MKT 343K 9K –
ECOLAB INC COM 266K 1K –
ELI LILLY & CO COM 450K 497 –
EXXON MOBIL CORP COM 310K 3K –
GLOBAL X FDS NASDAQ 100 COVER 409K 23K –
GRAINGER W W INC COM 229K 254 –
HERSHEY CO COM 229K 1K –
HOME DEPOT INC COM 301K 873 –
INDEXIQ ACTIVE ETF TR IQ MACKAY INSRED 1M 47K –
INDEXIQ ACTIVE ETF TR IQ MACKAY INTRME 253K 10K –
INTERNATIONAL BUSINESS MACHS COM 225K 1K –
INTUITIVE SURGICAL INC COM NEW 364K 819 –
INVESCO EXCH TRADED FD TR II S&P INTL QULTY 1M 38K –
INVESCO EXCH TRADED FD TR II FTSE RAFI DEV 2M 40K –
INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 885K 24K –
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 226K 6K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 1M 8K –
INVESCO QQQ TR UNIT SER 1 2M 4K –
ISHARES INC MSCI EMRG CHN 4M 67K –
ISHARES INC MSCI GBL MIN VOL 730K 7K –
ISHARES INC CORE MSCI EMKT 1M 20K –
ISHARES TR RUSSELL 2000 ETF 207K 1K –
ISHARES TR RUS 1000 ETF 2M 6K –
ISHARES TR US INFRASTRUC 314K 7K –
ISHARES TR EAFE VALUE ETF 863K 16K –
ISHARES TR U.S. TECH ETF 2M 14K –
ISHARES TR HDG MSCI EAFE 1M 34K –
ISHARES TR MBS ETF 888K 10K –
ISHARES TR MSCI USA MIN VOL 539K 6K –
ISHARES TR NATIONAL MUN ETF 826K 8K –
ISHARES TR MSCI USA QLT FCT 3M 20K –
ISHARES TR RUSSELL 3000 ETF 2M 6K –
ISHARES TR RUS 1000 GRW ETF 292K 800 –
ISHARES TR CORE MSCI EAFE 359K 5K –
ISHARES TR CORE TOTAL USD 2M 45K –
ISHARES TR CORE S&P MCP ETF 285K 5K –
ISHARES TR CORE S&P SCP ETF 800K 7K –
ISHARES TR S&P MC 400GR ETF 376K 4K –
ISHARES TR SHRT NAT MUN ETF 815K 8K –
ISHARES TR SELECT DIVID ETF 1M 11K –
ISHARES TR S&P SML 600 GWT 540K 4K –
ISHARES TR MSCI EAFE ETF 323K 4K –
ISHARES TR INVESTMENT GRADE 401K 9K –
ISHARES TR ESG AWR MSCI USA 229K 2K –
ISHARES TR CORE S&P TTL STK 968K 8K –
ISHARES TR EAFE GRWTH ETF 2M 21K –
ISHARES TR US CONSM STAPLES 226K 3K –
ISHARES TR CORE S&P500 ETF 29M 53K –
ISHARES TR 0-3 MNTH TREASRY 343K 3K –
ISHARES TR RUS MID CAP ETF 576K 7K –
ISHARES TR 20 YR TR BD ETF 536K 6K –
ISHARES TR S&P 500 GRWT ETF 10M 108K –
ISHARES TR TRS FLT RT BD 8M 160K –
ISHARES TR U.S. FINLS ETF 303K 3K –
ISHARES TR S&P 500 VAL ETF 5M 25K –
ISHARES TR 0-5 YR TIPS ETF 271K 3K –
ISHARES TR CORE HIGH DV ETF 311K 3K –
J P MORGAN EXCHANGE TRADED F US QUALTY FCTR 38M 710K –
J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 3M 52K –
J P MORGAN EXCHANGE TRADED F U S TECH LEADERS 7M 107K –
JANUS DETROIT STR TR HENDRSON AAA CL 9M 168K –
JOHNSON & JOHNSON COM 752K 5K –
JPMORGAN CHASE & CO. COM 461K 2K –
LOWES COS INC COM 303K 1K –
MCDONALDS CORP COM 655K 3K –
MCKESSON CORP COM 281K 481 –
META PLATFORMS INC CL A 434K 861 –
MICROSOFT CORP COM 2M 4K –
NEXTERA ENERGY INC COM 253K 4K –
NVIDIA CORPORATION COM 883K 7K –
PACER FDS TR US CASH COWS 100 564K 10K –
PEPSICO INC COM 610K 4K –
PIMCO ETF TR 1-5 US TIP IDX 486K 9K –
PIMCO ETF TR INTER MUN BD ACT 403K 8K –
PROCTER AND GAMBLE CO COM 610K 4K –
SCHWAB STRATEGIC TR US AGGREGATE B 1M 27K –
SCHWAB STRATEGIC TR US LRG CAP ETF 536K 8K –
SELECT SECTOR SPDR TR TECHNOLOGY 9M 40K –
SELECT SECTOR SPDR TR INDL 574K 5K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 514K 4K –
SPDR GOLD TR GOLD SHS 485K 2K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 2M 53K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 4M 104K –
SPDR INDEX SHS FDS S&P GBLINF ETF 625K 11K –
SPDR S&P 500 ETF TR TR UNIT 22M 41K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 482K 900 –
SPDR SER TR PORTFOLIO S&P400 361K 7K –
SPDR SER TR PORTFLI INTRMDIT 964K 34K –
SPDR SER TR PRTFLO S&P500 VL 3M 53K –
SPDR SER TR PORTFOLIO LN TSR 2M 58K –
SPDR SER TR BLOOMBERG 1-3 MO 524K 6K –
SPDR SER TR S&P DIVID ETF 305K 2K –
SPDR SER TR PORT MTG BK ETF 3M 139K –
SPDR SER TR PORTFOLIO SH TSR 1M 48K –
SPDR SER TR PORTFOLI S&P1500 707K 11K –
SPDR SER TR PORTFOLIO S&P600 468K 11K –
SPDR SER TR BLOOMBERG 3-12 M 391K 4K –
SPDR SER TR PRTFLO S&P500 GW 18M 227K –
SPDR SER TR PORTFOLIO AGRGTE 10M 386K –
SPDR SER TR PORTFOLIO S&P500 32M 499K –
SPDR SER TR NUVEEN BLMBRG MU 629K 14K –
SPDR SER TR BBG CONV SEC ETF 212K 3K –
SSGA ACTIVE TR SPDR DBLELN EMRG 365K 9K –
TEXAS INSTRS INC COM 218K 1K –
TIDAL ETF TR SP FDS S&P 500 1M 25K –
TIDAL ETF TR SP DWJNS SUKUK 409K 23K –
UNITED PARCEL SERVICE INC CL B 294K 2K –
VANECK ETF TRUST MRNGSTR WDE MOAT 278K 3K –
VANECK ETF TRUST SEMICONDUCTR ETF 203K 779 –
VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 287K 3K –
VANGUARD INDEX FDS TOTAL STK MKT 422K 2K –
VANGUARD INDEX FDS GROWTH ETF 2M 4K –
VANGUARD INDEX FDS MID CAP ETF 378K 2K –
VANGUARD INDEX FDS MCAP GR IDXVIP 462K 2K –
VANGUARD INDEX FDS MCAP VL IDXVIP 402K 3K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 588K 10K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 451K 2K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 223K 2K –
VANGUARD WORLD FD HEALTH CAR ETF 356K 1K –
VANGUARD WORLD FD INF TECH ETF 314K 545 –
VANGUARD WORLD FD MEGA GRWTH IND 308K 980 –
VANGUARD WORLD FD INDUSTRIAL ETF 203K 865 –
VANGUARD WORLD FD CONSUM STP ETF 396K 2K –
VERIZON COMMUNICATIONS INC COM 260K 6K –
WALMART INC COM 659K 10K –
WELLS FARGO CO NEW COM 814K 14K –
WISDOMTREE TR US TOTAL DIVIDND 7M 95K –
WISDOMTREE TR ITL HIGH DIV FD 13M 326K –
WISDOMTREE TR US MIDCAP DIVID 440K 9K –
WISDOMTREE TR GLB HIGH DIV FD 281K 6K –
WISDOMTREE TR FLOATNG RAT TREA 33M 657K –
WISDOMTREE TR GLB US QTLY DIV 5M 122K –