RHIZOME CAPITAL MANAGEMENT LLC
Adviser information for RHIZOME CAPITAL MANAGEMENT LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $33.1M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $33.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 2 | $16.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $16.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-122988 |
|---|---|
| SEC ERA File Number | 801-122988 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 317579 |
| Legal Entity Identifier | None |
Principal Office
66-14 SEASPRAY AVEUNIT A
ARVERNE
NY
United States
Monday - Friday, 9:00 AM TO 5:00PM
Tel: 347-688-8056, Fax: None
Websites
Chief Compliance Officer
CHONG TONG BILL CHEN
MEMBER
66-14 SEASPRAY AVE
UNIT A
ARVERNE
NY
United States
Tel:
347-688-8056
B***@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| RHIZOME HARD ASSET OPPORTUNITY FUND LP | Hedge Fund | $1.5M | $0.3M | 3 |
| RHIZOME PARTNERS, L.P. | Hedge Fund | $6.2M | $0.5M | 20 |
| RHIZOME REAL ASSET OPPORTUNITY FUND I LP | Hedge Fund | $8.8M | $0.3M | 9 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHEN, CHONG TONG | Individual | – | MEMBER AND CCO | 11/2021 | > 75% |