LW CAPITAL MANAGEMENT, LLC
Adviser information for LW CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $60.5M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $60.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $41.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $18.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-122992 |
|---|---|
| SEC ERA File Number | 801-122992 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 313151 |
| Legal Entity Identifier | None |
Principal Office
14 STONEWELL ROADROCKVILLE CENTRE
NY
United States
Monday - Friday, 9AM-6PM
Tel: 917-306-0461, Fax: None
Chief Compliance Officer
MATTHEW SWEENEY
32 WESTMINSTER ROAD
ROCKVILLE CENTRE
NY
United States
Tel:
(917) 306-0461
M*******@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LAUGHING WATER CAPITAL II, LP | Hedge Fund | $20.4M | $0.3M | 42 |
| LAUGHING WATER CAPITAL, LP | Hedge Fund | $21.4M | $0.3M | 55 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SWEENEY, MATTHEW, JAMES | Individual | – | MANAGER & CHIEF COMPLIANCE OFFICER | 12/2015 | > 75% |