DOUBLELINE ETF ADVISER LP
Adviser information for DOUBLELINE ETF ADVISER LP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 264 |
|---|---|
| Investment Advisory/Research | 103 |
| Registered Broker-Dealer Representatives | 33 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $899.8M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $899.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 4 | $899.8M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
2002 N. TAMPA STREETSUITE 200
TAMPA
FL
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: (813)791-7333, Fax: 213-253-2668
Chief Compliance Officer
YOUSE E. GUIA
333 SOUTH GRAND AVENUE
18TH FLOOR
LOS ANGELES
CA
United States
Tel:
213-633-8483
Y*********@*************M
(Full email address available in API data)
Regulatory Contact
EARL LARISCY
GENERAL COUNSEL
333 SOUTH GRAND AVENUE
18TH FLOOR
LOS ANGELES
CA
United States
Tel:
213-633-8211
E***********@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GUIA, YOUSE, ENRIQUE | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2021 | < 5% |
| SHERMAN, JEFFREY, JOHN | Individual | – | PRESIDENT | 10/2021 | < 5% |
| DOUBLELINE ETF GP LLC | Domestic Entity | – | GENERAL PARTNER | 09/2021 | < 5% |
| DOUBLELINE ETF HOLDINGS LP | Domestic Entity | – | LIMITED PARTNER | 12/2021 | > 75% |
| DOUBLELINE ETF GP LLC | Domestic Entity | DOUBLELINE ETF HOLDINGS LP | GENERAL PARTNER | 12/2021 | |
| BARCLAYS UNQUOTED INVESTMENTS LIMITED | Foreign Entity | – | LIMITED PARTNER | 04/2022 | 5-10% |
| BARCLAYS EQUITY HOLDINGS LIMITED | Foreign Entity | BARCLAYS UNQUOTED INVESTMENTS LIMITED | SHAREHOLDER | 07/2018 | > 75% |
| BARCLAYS PRINCIPAL INVESTMENTS LIMITED | Foreign Entity | BARCLAYS EQUITY HOLDINGS LIMITED | SHAREHOLDER | 08/2018 | > 75% |
| BARCLAYS PLC | Foreign Entity | BARCLAYS PRINCIPAL INVESTMENTS LIMITED | SHAREHOLDER | 08/2018 | > 75% |
| LAB2 LP | Domestic Entity | DOUBLELINE ETF HOLDINGS LP | LIMITED PARTNER | 04/2022 | 25-50% |
| DOUBLELINE ETF GP LLC | Domestic Entity | LAB2 LP | GENERAL PARTNER | 04/2022 | 50-75% |
| LARISCY, EARL, ALLAN | Individual | DOUBLELINE ETF GP LLC | MEMBER | 04/2022 | 25-50% |
| REDELL, RONALD, ROBERT | Individual | DOUBLELINE ETF GP LLC | MEMBER | 04/2022 | 25-50% |
| SHERMAN, JEFFREY, JOHN | Individual | DOUBLELINE ETF GP LLC | MEMBER | 04/2022 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AFLAC INC | COM | 804K | 9K | – |
| AIRBNB INC | COM CL A | 2M | 12K | – |
| ALLSTATE CORP | COM | 717K | 4K | – |
| ALPHABET INC | CAP STK CL A | 14M | 75K | – |
| ALPHABET INC | CAP STK CL C | 11M | 63K | – |
| ALTICE USA INC | CL A | 22K | 11K | – |
| ALTRIA GROUP INC | COM | 3M | 71K | – |
| AMAZON COM INC | COM | 24M | 125K | – |
| AMERICAN EXPRESS CO | COM | 2M | 10K | – |
| AMERICAN INTL GROUP INC | COM NEW | 887K | 12K | – |
| AMERIPRISE FINL INC | COM | 735K | 2K | – |
| AON PLC | SHS CL A | 968K | 3K | – |
| APTIV PLC | SHS | 523K | 7K | – |
| ARCH CAP GROUP LTD | ORD | 617K | 6K | – |
| ARCHER DANIELS MIDLAND CO | COM | 1M | 22K | – |
| AT&T INC | COM | 4M | 234K | – |
| AUTOZONE INC | COM | 1M | 466 | – |
| BANK AMERICA CORP | COM | 5M | 114K | – |
| BANK NEW YORK MELLON CORP | COM | 778K | 13K | – |
| BATH & BODY WORKS INC | COM | 254K | 7K | – |
| BERKLEY W R CORP | COM | 290K | 4K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 12M | 30K | – |
| BEST BUY INC | COM | 453K | 5K | – |
| BLACKROCK INC | COM | 2M | 2K | – |
| BLACKSTONE INC | COM | 1M | 12K | – |
| BOOKING HOLDINGS INC | COM | 4M | 926 | – |
| BORGWARNER INC | COM | 220K | 7K | – |
| BROWN & BROWN INC | COM | 349K | 4K | – |
| BROWN FORMAN CORP | CL B | 309K | 7K | – |
| BUNGE GLOBAL SA | COM SHS | 616K | 6K | – |
| CAESARS ENTERTAINMENT INC NE | COM | 259K | 7K | – |
| CAMPBELL SOUP CO | COM | 384K | 9K | – |
| CAPITAL ONE FINL CORP | COM | 898K | 6K | – |
| CARMAX INC | COM | 336K | 5K | – |
| CARNIVAL CORP | UNIT 99/99/9999 | 500K | 27K | – |
| CBOE GLOBAL MKTS INC | COM | 296K | 2K | – |
| CHARTER COMMUNICATIONS INC N | CL A | 4M | 13K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 2M | 37K | – |
| CHUBB LIMITED | COM | 2M | 7K | – |
| CHURCH & DWIGHT CO INC | COM | 1M | 10K | – |
| CINCINNATI FINL CORP | COM | 334K | 3K | – |
| CITIGROUP INC | COM NEW | 2M | 32K | – |
| CITIZENS FINL GROUP INC | COM | 306K | 9K | – |
| CLOROX CO DEL | COM | 703K | 5K | – |
| CME GROUP INC | COM | 1M | 6K | – |
| COCA COLA CO | COM | 9M | 136K | – |
| COLGATE PALMOLIVE CO | COM | 3M | 33K | – |
| COMCAST CORP NEW | CL A | 4M | 96K | – |
| CONAGRA BRANDS INC | COM | 566K | 20K | – |
| CONSTELLATION BRANDS INC | CL A | 2M | 6K | – |
| CORPAY INC | COM SHS | 317K | 1K | – |
| COSTCO WHSL CORP NEW | COM | 13M | 16K | – |
| D R HORTON INC | COM | 1M | 8K | – |
| DARDEN RESTAURANTS INC | COM | 505K | 3K | – |
| DECKERS OUTDOOR CORP | COM | 658K | 680 | – |
| DISCOVER FINL SVCS | COM | 570K | 4K | – |
| DISNEY WALT CO | COM | 3M | 34K | – |
| DOLLAR GEN CORP NEW | COM | 1M | 9K | – |
| DOLLAR TREE INC | COM | 903K | 8K | – |
| DOMINOS PIZZA INC | COM | 477K | 923 | – |
| EBAY INC. | COM | 764K | 14K | – |
| ELECTRONIC ARTS INC | COM | 4M | 31K | – |
| EVEREST GROUP LTD | COM | 273K | 716 | – |
| EXPEDIA GROUP INC | COM NEW | 465K | 4K | – |
| FACTSET RESH SYS INC | COM | 257K | 629 | – |
| FIDELITY NATL INFORMATION SV | COM | 765K | 10K | – |
| FIFTH THIRD BANCORP | COM | 439K | 12K | – |
| FISERV INC | COM | 2M | 10K | – |
| FORD MTR CO DEL | COM | 1M | 105K | – |
| FOX CORP | CL A COM | 1M | 32K | – |
| FOX CORP | CL B COM | 547K | 17K | – |
| GALLAGHER ARTHUR J & CO | COM | 956K | 4K | – |
| GARMIN LTD | SHS | 660K | 4K | – |
| GENERAL MLS INC | COM | 1M | 23K | – |
| GENERAL MTRS CO | COM | 1M | 31K | – |
| GENUINE PARTS CO | COM | 537K | 4K | – |
| GLOBAL PMTS INC | COM | 443K | 5K | – |
| GOLDMAN SACHS GROUP INC | COM | 2M | 5K | – |
| HARTFORD FINL SVCS GROUP INC | COM | 523K | 5K | – |
| HASBRO INC | COM | 201K | 3K | – |
| HERSHEY CO | COM | 1M | 6K | – |
| HILTON WORLDWIDE HLDGS INC | COM | 1M | 7K | – |
| HOME DEPOT INC | COM | 9M | 26K | – |
| HORMEL FOODS CORP | COM | 378K | 12K | – |
| HUNTINGTON BANCSHARES INC | COM | 343K | 26K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 1M | 10K | – |
| INTERPUBLIC GROUP COS INC | COM | 1M | 50K | – |
| JPMORGAN CHASE & CO | COM | 10M | 48K | – |
| KELLANOVA | COM | 630K | 11K | – |
| KENVUE INC | COM | 1M | 76K | – |
| KEURIG DR PEPPER INC | COM | 1M | 42K | – |
| KEYCORP | COM | 249K | 17K | – |
| KIMBERLY-CLARK CORP | COM | 2M | 14K | – |
| KRAFT HEINZ CO | COM | 1M | 32K | – |
| KROGER CO | COM | 1M | 27K | – |
| LAMB WESTON HLDGS INC | COM | 482K | 6K | – |
| LAS VEGAS SANDS CORP | COM | 461K | 10K | – |
| LAUDER ESTEE COS INC | CL A | 1M | 9K | – |
| LENNAR CORP | CL A | 1M | 7K | – |
| LIVE NATION ENTERTAINMENT IN | COM | 2M | 19K | – |
| LKQ CORP | COM | 320K | 8K | – |
| LOEWS CORP | COM | 251K | 3K | – |
| LOWES COS INC | COM | 3M | 15K | – |
| LULULEMON ATHLETICA INC | COM | 937K | 3K | – |
| LUMEN TECHNOLOGIES INC | COM | 24K | 22K | – |
| M & T BK CORP | COM | 443K | 3K | – |
| MARRIOTT INTL INC NEW | CL A | 2M | 7K | – |
| MARSH & MCLENNAN COS INC | COM | 2M | 8K | – |
| MASTERCARD INCORPORATED | CL A | 6M | 14K | – |
| MATCH GROUP INC NEW | COM | 1M | 35K | – |
| MCCORMICK & CO INC | COM NON VTG | 711K | 10K | – |
| MCDONALDS CORP | COM | 4M | 15K | – |
| META PLATFORMS INC | CL A | 21M | 43K | – |
| METLIFE INC | COM | 738K | 11K | – |
| MGM RESORTS INTERNATIONAL | COM | 353K | 8K | – |
| MOLSON COORS BEVERAGE CO | CL B | 400K | 8K | – |
| MONDELEZ INTL INC | CL A | 4M | 54K | – |
| MONSTER BEVERAGE CORP NEW | COM | 1M | 30K | – |
| MOODYS CORP | COM | 1M | 3K | – |
| MORGAN STANLEY | COM NEW | 2M | 21K | – |
| MSCI INC | COM | 631K | 1K | – |
| NASDAQ INC | COM | 379K | 6K | – |
| NETFLIX INC | COM | 5M | 7K | – |
| NEWS CORP NEW | CL A | 1M | 50K | – |
| NEWS CORP NEW | CL B | 420K | 15K | – |
| NIKE INC | CL B | 2M | 33K | – |
| NORTHERN TR CORP | COM | 312K | 4K | – |
| NORWEGIAN CRUISE LINE HLDG L | SHS | 212K | 11K | – |
| NVR INC | COM | 668K | 88 | – |
| OMNICOM GROUP INC | COM | 2M | 26K | – |
| OREILLY AUTOMOTIVE INC | COM | 2M | 2K | – |
| PARAMOUNT GLOBAL | CLASS B COM | 673K | 65K | – |
| PAYPAL HLDGS INC | COM | 1M | 18K | – |
| PEPSICO INC | COM | 4M | 25K | – |
| PHILIP MORRIS INTL INC | COM | 4M | 44K | – |
| PNC FINL SVCS GROUP INC | COM | 1M | 7K | – |
| POOL CORP | COM | 313K | 1K | – |
| PRICE T ROWE GROUP INC | COM | 426K | 4K | – |
| PRINCIPAL FINANCIAL GROUP IN | COM | 311K | 4K | – |
| PROCTER AND GAMBLE CO | COM | 14M | 82K | – |
| PROGRESSIVE CORP | COM | 2M | 10K | – |
| PRUDENTIAL FINL INC | COM | 724K | 6K | – |
| PULTE GROUP INC | COM | 644K | 6K | – |
| QURATE RETAIL INC | COM SER A | 25K | 39K | – |
| RAYMOND JAMES FINL INC | COM | 413K | 3K | – |
| REGIONS FINANCIAL CORP NEW | COM | 336K | 17K | – |
| ROSS STORES INC | COM | 1M | 9K | – |
| ROYAL CARIBBEAN GROUP | COM | 994K | 6K | – |
| S&P GLOBAL INC | COM | 2M | 5K | – |
| SCHWAB CHARLES CORP | COM | 2M | 25K | – |
| SMUCKER J M CO | COM NEW | 488K | 4K | – |
| STARBUCKS CORP | COM | 2M | 30K | – |
| STATE STR CORP | COM | 396K | 5K | – |
| SYNCHRONY FINANCIAL | COM | 347K | 7K | – |
| SYSCO CORP | COM | 1M | 20K | – |
| TAKE-TWO INTERACTIVE SOFTWAR | COM | 3M | 21K | – |
| TAPESTRY INC | COM | 260K | 6K | – |
| TARGET CORP | COM | 3M | 19K | – |
| TESLA INC | COM | 14M | 72K | – |
| TJX COS INC NEW | COM | 3M | 30K | – |
| T-MOBILE US INC | COM | 4M | 25K | – |
| TRACTOR SUPPLY CO | COM | 799K | 3K | – |
| TRAVELERS COMPANIES INC | COM | 790K | 4K | – |
| TRUIST FINL CORP | COM | 884K | 23K | – |
| TYSON FOODS INC | CL A | 677K | 12K | – |
| ULTA BEAUTY INC | COM | 523K | 1K | – |
| US BANCORP DEL | COM NEW | 1M | 27K | – |
| VERIZON COMMUNICATIONS INC | COM | 4M | 99K | – |
| VISA INC | COM | 7M | 26K | – |
| WALGREENS BOOTS ALLIANCE INC | COM | 366K | 30K | – |
| WALMART INC | COM | 10M | 150K | – |
| WARNER BROS DISCOVERY INC | COM SER A | 2M | 291K | – |
| WELLS FARGO CO NEW | COM | 4M | 60K | – |
| WILLIS TOWERS WATSON PLC LTD | SHS | 443K | 2K | – |
| WYNN RESORTS LTD | COM | 226K | 3K | – |
| YUM BRANDS INC | COM | 984K | 7K | – |