GRANEY& KING, LLC
GRANEY & KING, LLC Legal Name
Adviser information for GRANEY& KING, LLC last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,045 | $365.7M |
| Non-Discretionary | 0 | $0 |
| Total | 1,045 | $365.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 423 | $110.0M |
| HNW Individuals | 246 | $251.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2.5M |
| Charitable organizations | <5 | $1.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-123006 |
|---|---|
| SEC ERA File Number | 801-123006 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 126461 |
| Legal Entity Identifier | None |
Principal Office
623 NEW LOUDON ROADLATHAM
NY
United States
Monday - Friday, 8:00-5:00
Tel: 518-785-6400, Fax: 518-785-6465
Websites
Chief Compliance Officer
EDWARD KING
PARTNER
623 NEW LOUDON ROAD
LATHAM
NY
United States
Tel:
518-785-6400
E****@*************M
(Full email address available in API data)
Regulatory Contact
PHILLIP HARABAROVIC
FINANCIAL ADVISER
623 LOUDON ROAD
LATHAM
NY
United States
Tel:
518-785-6400
P***@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GRANEY, TIMOTHY, PATRICK | Individual | – | PARTNER | 07/1998 | 50-75% |
| KING, EDWARD, JAMES | Individual | – | CHIEF COMPLIANCE OFFICER & PARTNER | 07/1998 | 50-75% |