MARTIN NELSON & CO., INC.
Adviser information for MARTIN NELSON & CO., INC. last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Washington, United States |
Employees
Total Number of Employees | 7 |
---|---|
Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 6 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 337 | $208.2M |
Non-Discretionary | 0 | $0 |
Total | 337 | $208.2M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 330 | $208.2M |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPension consulting services |
---|---|
Compensation | % of AUM |
Other Business Activities | Broker-dealer |
Principal Office
1500 WESTLAKE AVE NORTH #200SEATTLE
WA
United States
Monday - Friday, 6:30AM - 3:30PM
Tel: 206-682-6261, Fax: 206-447-9849
Websites
Chief Compliance Officer
SABINE KOENIG
SECRETARY/TREASURER
1500 WESTLAKE AVE N
SUITE 200
SEATTLE
WA
United States
Tel:
206-682-6261
Fax:
206-447-9849
S******@*****************M
(Full email address available in API data)
Regulatory Contact
MARTIN O NELSON, JR.
PRESIDENT
1500 WESTLAKE AVE N
SUITE 200
SEATTLE
WA
United States
Tel:
206-682-6261
Fax:
206-447-9849
M******@*****************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
NELSON, MARTIN OLIVER JR | Individual | – | PRESIDENT/CCO | 10/1970 | > 75% |
NELSON, VICKI ANN | Individual | – | DIRECTOR | 02/1999 | < 5% |
ROEBKE, FREDERIC LOUIS | Individual | – | VICE PRESIDENT | 12/2003 | < 5% |
KOENIG, SABINE ERIKA REGINA | Individual | – | SECRETARY/TREASURER | 10/2004 | < 5% |
MACARTNEY, SCOTT THOMAS | Individual | – | VICE PRESIDENT | 04/2022 | < 5% |