FINANCIAL CONSULTANTS GROUP INC
Adviser information for FINANCIAL CONSULTANTS GROUP INC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 194 | $117.3M |
| Non-Discretionary | 10 | $1.8M |
| Total | 204 | $119.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 164 | $59.1M |
| HNW Individuals | 29 | $58.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 10 | $1.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1,347 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 23 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-123013 |
|---|---|
| SEC ERA File Number | 801-123013 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 108062 |
| Legal Entity Identifier | None |
Principal Office
1080 SANDERS ROADSUITE 300
CUMMING
GA
United States
Monday - Friday, 9AM - 5PM
Tel: 770-627-2121, Fax: None
Chief Compliance Officer
SANDRA FRICKS
SECRETARY
1080 SANDERS ROAD
SUITE 300
CUMMING
GA
United States
Tel:
770-627-2121
S*****@****************T
(Full email address available in API data)
Regulatory Contact
DAVID FOUNTAIN
PRESIDENT
1080 SANDERS ROAD
SUITE 300
CUMMING
GA
United States
Tel:
770-627-2121
D****@****************T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FOUNTAIN, DAVID, LYTAL | Individual | – | PRESIDENT | 01/2019 | > 75% |
| Fricks, Sandra, Cathleen | Individual | – | SECRETARY / CCO | 01/2018 | < 5% |