NRI WEALTH MANAGEMENT, LLC
Adviser information for NRI WEALTH MANAGEMENT, LLC last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 649 | $175.2M |
| Non-Discretionary | 0 | $0 |
| Total | 649 | $175.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 133 | $31.6M |
| HNW Individuals | 145 | $135.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 2 | $1.1M |
| Other | 21 | $7.3M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 20 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agentAccountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-123014 |
|---|---|
| SEC ERA File Number | 801-123014 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 162234 |
| Legal Entity Identifier | None |
Principal Office
5201 GREAT AMERICA PKWY, SUITE 350SANTA CLARA
CA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 408-373-5570, Fax: 510-818-1424
Chief Compliance Officer
LADDI JHUTY
MANAGING MEMBER
5201 GREAT AMERICA PKWY, SUITE 350
SANTA CLARA
CA
United States
Tel:
408-373-5570
L****@************M
(Full email address available in API data)
Industry Affiliates
| NRI LIFE INSURANCE, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JHUTY, LADDI, SINGH | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 02/2012 | > 75% |