VATIC INVESTMENTS
VATIC INVESTMENTS, LLC Legal Name
Adviser information for VATIC INVESTMENTS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 40 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
1140 AVENUE OF THE AMERICASNEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 646-202-1494, Fax: 678-669-6531
Chief Compliance Officer
SCOTT GRUMMON
GENERAL COUNSEL
1140 AVENUE OF THE AMERICAS
NEW YORK
NY
United States
Tel:
646-688-3648
S************@***********I
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHIU, JAMES, (NMN) | Individual | – | CHIEF EXECUTIVE OFFICER | 03/2017 | < 5% |
| CHIU HOLDINGS LLC | Domestic Entity | – | MEMBER | 03/2017 | < 5% |
| CHIU, JAMES, (NMN) | Individual | JAMES CHIU LEGACY TRUST | TRUSTEE | 07/2019 | > 75% |
| VATIC LABS HOLDINGS LLC | Domestic Entity | – | MANAGER | 03/2017 | > 75% |
| CHIU HOLDINGS LLC | Domestic Entity | VATIC LABS HOLDINGS LLC | MANAGER | 04/2015 | > 75% |
| GRUMMON, SCOTT, ERIC | Individual | – | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | 04/2021 | < 5% |
| SOBOL, DAVID, THOMAS | Individual | – | CHIEF OPERATING OFFICER | 05/2023 | < 5% |
| SUBRAMANIAN, ABIRAMAN, (NMN) | Individual | – | CHIEF BUSINESS OFFICER | 11/2023 | < 5% |
| ESMAILZADEH, RAHIM, (NMN) | Individual | – | CHIEF INVESTMENT OFFICER | 01/2024 | < 5% |
| JAMES CHIU LEGACY TRUST | Domestic Entity | CHIU HOLDINGS LLC | SHAREHOLDER | 12/2019 | > 75% |