AVANT CAPITAL, LLC
Adviser information for AVANT CAPITAL, LLC last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Louisiana, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 757 | $124.0M |
| Non-Discretionary | 3 | $2.1M |
| Total | 760 | $126.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 263 | $67.4M |
| HNW Individuals | 40 | $54.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $4.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $715,374 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-123018 |
|---|---|
| SEC ERA File Number | 801-123018 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 167961 |
| Legal Entity Identifier | None |
Principal Office
500 RICHLAND AVENUELAFAYETTE
LA
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: (337) 504-2221, Fax: (866) 936-7964
Chief Compliance Officer
MARK A. AVANT
FOUNDER
500 RICHLAND AVENUE
LAFAYETTE
LA
United States
Tel:
(337) 504-2221
Fax:
(866) 936-7964
M***@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AVANT, MARK, ANTHONY | Individual | – | FOUNDER AND CHIEF COMPLIANCE OFFICER | 08/2012 | > 75% |
| AVANT, LISA, LORRAINE | Individual | – | MEMBER | 11/2022 | 10-25% |