ISAM FUNDS (USA) LLC
Adviser information for ISAM FUNDS (USA) LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 56 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $259.7M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $259.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 13 | $259.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 12 |
| No. of Non-U.S. Clients | 77 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
5100 TOWN CENTER CIRCLETOWER II, SUITE 430
BOCA RATON
FL
United States
Monday - Friday, 8AM TO 6PM
Tel: +1 212 561 1200, Fax: None
Websites
Chief Compliance Officer
KATIE CHRISTENSEN
100 BISHOPSGATE
10TH FLOOR
LONDON
United Kingdom
Tel:
44 207 258 8357
K****************@*******M
(Full email address available in API data)
Regulatory Contact
LEANNE GODSELL
GENERAL COUNSEL - HEAD OF LEGAL AND COMPLIANCE
100 BISHOPSGATE
10TH FLOOR
LONDON
United Kingdom
Tel:
44 207 258 9957
L*************@*******M
(Full email address available in API data)
Industry Affiliates
| INTERNATIONAL STANDARD ASSET MANAGEMENT | Commodity pool operator or commodity trading advisor |
| ISAM FUNDS (UK) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| ISAM HELIX MANAGEMENT | Sponsor, GP, manager of pooled investment vehicles |
| ISAM SECURITIES (GLOBAL) LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| ISAM SECURITIES (HK) LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| ISAM SECURITIES (UK) LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| ISAM SECURITIES (USA) INC. | Commodity pool operator or commodity trading advisor |
| ISAM SECURITIES LIMITED | Commodity pool operator or commodity trading advisor |
| ISAM VECTOR MANAGEMENT | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ISMS 18 | Hedge Fund | $259.7M | $1.0M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| INTERNATIONAL STANDARD ASSET MANAGEMENT | Foreign Entity | – | OWNER | 07/2008 | > 75% |
| SHER, ROY | Individual | – | MANAGING DIRECTOR | 05/2010 | < 5% |
| LOWE, ALEXANDER | Individual | – | MANAGING DIRECTOR | 01/2011 | < 5% |
| WENTZEL, JACO, DE WET | Individual | – | HEAD OF FINANCE | 02/2012 | < 5% |
| GODSELL, LEANNE | Individual | – | GENERAL COUNSEL, HEAD OF LEGAL & COMPLIANCE | 05/2015 | < 5% |
| CHRISTENSEN, KATIE | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2018 | < 5% |
| BURGER, NEILL | Individual | – | HEAD OF OPERATIONS | 01/2011 | < 5% |
| SHER, ROY | Individual | INTERNATIONAL STANDARD ASSET MANAGEMENT | SHAREHOLDER | 07/2008 | 25-50% |
| BROWNBILL, SCOTT | Individual | – | MANAGING DIRECTOR, NORTH AMERICA | 12/2019 | < 5% |
| Upton, Darren, Stewart | Individual | INTERNATIONAL STANDARD ASSET MANAGEMENT | SHAREHOLDER | 11/2021 | 25-50% |
| LOWE, ALEXANDER | Individual | INTERNATIONAL STANDARD ASSET MANAGEMENT | SHAREHOLDER | 03/2024 | 25-50% |