SIMS INVESTMENT MANAGEMENT LLC
Adviser information for SIMS INVESTMENT MANAGEMENT LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,559 | $186.9M |
| Non-Discretionary | 16 | $6.8M |
| Total | 1,575 | $193.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 426 | $84.5M |
| HNW Individuals | 61 | $102.9M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 9 | $6.3M |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $2,015 |
| Other | <5 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesPublication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-123034 |
|---|---|
| SEC ERA File Number | 801-123034 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 169491 |
| Legal Entity Identifier | None |
Principal Office
2101 GRANDIN ROADSUITE A
CINCINNATI
OH
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 513-278-7467, Fax: 513-297-7591
Websites
Chief Compliance Officer
CORY SIMS
MANAGING MEMBER
2101 GRANDIN ROAD
SUITE A
CINCINNATI
OH
United States
Tel:
304-654-3376
Fax:
513-297-7591
C***@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SIMS, CORY, KENNETH | Individual | – | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | 10/2013 | > 75% |