Hedge Fund Database

HFG ADVISORS, INC.

Adviser information for HFG ADVISORS, INC. last updated from Form ADV on March 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 7
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 300 $247.0M
Non-Discretionary 6 $3.2M
Total 306 $250.2M

Clients

Type Number RAUM
Individuals 111 $33.9M
HNW Individuals 20 $40.8M
Banking or thrift institutions <5 $171.6M
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 6 $3.2M
Charitable organizations <5 $646,849
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation % of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 59.6M
Portfolio Manager to Program Sponsor
HFG ADVISORS, INC. WRAP FEE PROGRAM HFG ADVISORS, INC.

Identifiers

SEC RIA File Number 801-123046
SEC ERA File Number 801-123046
SEC CIK Numbers 1911087
SEC CRD Numbers 316446
Legal Entity Identifier None

Principal Office

8131 W. GRANDRIDGE BLVD
SUITE 1
KENNEWICK
WA
United States
Monday - Friday, 8 - 5
Tel: 509-735-7507, Fax: 877-434-1981

Websites

www.facebook.com/communityfirstbankhfgtrust/ www.linkedin.com/company/community-first-bank-hfg-trust/ cfbhfg.com/

Chief Compliance Officer

DREW WESTERMEYER
CHIEF COMPLIANCE OFFICER
8131 W. GRANDRIDGE BLVD
SUITE 201
KENNEWICK
WA
United States
Tel: 509-735-7507
(Full email address available in API data)

Regulatory Contact

WILL WANG
PRESIDENT
8131 W. GRANDRIDGE BLVD.
SUITE 201
KENNEWICK
WA
United States
Tel: 509-735-7507
(Full email address available in API data)

Industry Affiliates

COMMUNITY FIRST BANK Banking or thrift institution
HFG TRUST, LLC Trust company

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
HFG TRUST, LLC Domestic Entity – OWNER 04/2021 > 75%
COMMUNITY FIRST BANK Domestic Entity HFG TRUST, LLC OWNER 01/2016
WANG, WILLIAM, TING HSIANG Individual – PRESIDENT 01/2022 < 5%
Westermeyer, Drew, Alan Individual – CHIEF COMPLIANCE OFFICER 06/2022 < 5%

No. Employees, Historic

1050202120222023202420256 on 12/14/20216 on 5/6/20226 on 6/22/20226 on 8/29/20226 on 8/31/20228 on 3/13/20238 on 6/8/20237 on 3/16/2024

RAUM, Historic

300M150M020212022202320242025270964944 on 12/14/2021270964944 on 5/6/2022270964944 on 6/22/2022270964944 on 8/29/2022270964944 on 8/31/2022253679375 on 3/13/2023253679375 on 6/8/2023250160836 on 3/16/2024

No. Clients, Historic

200100020212022202320242025141 on 12/14/2021141 on 5/6/2022141 on 6/22/2022141 on 8/29/2022141 on 8/31/2022122 on 3/13/2023122 on 6/8/2023137 on 3/16/2024

Holdings

From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AFLAC INC COM 218K 2K –
ALPHABET INC CAP STK CL A 296K 2K –
APPLE INC COM 868K 4K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 343K 844 –
BLACKROCK ETF TRUST II FLEXIBLE INCOME 215K 4K –
CAPITAL GROUP GROWTH ETF SHS CREATION UNI 530K 16K –
CAPITAL GROUP CORE EQUITY ET SHS CREATION UNI 362K 11K –
CAPITAL GROUP DIVIDEND VALUE SHS CREATION UNI 275K 8K –
THE CIGNA GROUP COM 202K 612 –
DIAMOND OFFSHORE DRILLING IN COM 318K 21K –
DIMENSIONAL ETF TRUST US SMALL CAP VAL 1M 39K –
EATON VANCE MUNI INCOME TRUS SH BEN INT 107K 10K –
EATON VANCE MUN BD FD COM 152K 14K –
ELEVANCE HEALTH INC COM 490K 905 –
ELI LILLY & CO COM 325K 359 –
ENERGY TRANSFER L P COM UT LTD PTN 902K 56K –
ENTERPRISE PRODS PARTNERS L COM 284K 10K –
EVEREST GROUP LTD COM 257K 675 –
FIFTH THIRD BANCORP COM 577K 16K –
FIRST TR MORNINGSTAR DIVID L SHS 4M 118K –
FIRST TR MULTI CP VAL ALPHA SHS ISSUED FRST 323K 4K –
FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 2M 19K –
FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 298K 1K –
FIRST TR NASDAQ 100 TECH IND SHS 1M 6K –
FIRST TR LRGE CP CORE ALPHA COM SHS 554K 6K –
FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 876K 15K –
FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 313K 17K –
FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 1M 15K –
FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 769K 12K –
FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 358K 3K –
FIRST TRUST LRGCP GWT ALPHAD COM SHS 3M 21K –
FIRST TR EXCH TRD ALPHDX FD EUROPE ALPHADEX 422K 11K –
FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 1M 21K –
FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 5M 95K –
FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF 8M 139K –
FIRST TR EXCHANGE-TRADED FD NASDQ SEMCNDTR 903K 9K –
FIRST TR EXCHANGE-TRADED FD NASDQ OIL GAS 350K 11K –
FIRST TR EXCH TRADED FD III PFD SECS INC ETF 203K 12K –
GE AEROSPACE COM NEW 781K 5K –
GE HEALTHCARE TECHNOLOGIES I COMMON STOCK 231K 3K –
GENERAL MTRS CO COM 215K 5K –
GLOBAL X FDS GLOBAL X COPPER 378K 8K –
HONEYWELL INTL INC COM 243K 1K –
INTERNATIONAL BUSINESS MACHS COM 472K 3K –
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 227K 4K –
INVESCO EXCHANGE TRADED FD T LARGE CAP GROWTH 364K 4K –
INVESCO QQQ TR UNIT SER 1 11M 22K –
ISHARES TR CORE S&P500 ETF 1M 3K –
ISHARES TR CORE S&P MCP ETF 976K 17K –
ISHARES TR CORE S&P SCP ETF 638K 6K –
ISHARES TR CORE HIGH DV ETF 2M 17K –
ISHARES TR CORE DIV GRWTH 403K 7K –
ISHARES TR IBOXX HI YD ETF 2M 25K –
ISHARES TR MSCI EMG MKT ETF 2M 48K –
ISHARES TR MSCI EAFE ETF 2M 25K –
ISHARES TR PFD AND INCM SEC 2M 61K –
ISHARES TR RUS MD CP GR ETF 362K 3K –
ISHARES TR RUS 1000 GRW ETF 1M 3K –
ISHARES TR RUS 1000 ETF 4M 12K –
ISHARES TR RUS 2000 GRW ETF 206K 784 –
ISHARES TR RUSSELL 2000 ETF 932K 5K –
ISHARES TR S&P 500 GRWT ETF 353K 4K –
ISHARES TR SHORT TREAS BD 1M 11K –
ISHARES TR U.S. FINLS ETF 722K 8K –
ISHARES TR U.S. BAS MTL ETF 393K 3K –
MERCK & CO INC COM 302K 2K –
MICROSOFT CORP COM 1M 3K –
NOBLE CORP PLC ORD SHS A 336K 8K –
NOVO-NORDISK A S ADR 380K 3K –
NVIDIA CORPORATION COM 822K 7K –
OLD REP INTL CORP COM 220K 7K –
PEPSICO INC COM 240K 1K –
PROCTER AND GAMBLE CO COM 3M 17K –
RITHM CAPITAL CORP COM NEW 109K 10K –
RTX CORPORATION COM 380K 4K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 279K 4K –
SPDR SER TR BLOOMBERG 1-3 MO 853K 9K –
SPDR SER TR S&P 400 MDCP VAL 852K 12K –
T ROWE PRICE ETF INC CAP APPRECIATION 2M 74K –
TEXTRON INC COM 201K 2K –
TRANSOCEAN LTD REGISTERED SHS 106K 20K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 716K 4K –
VANGUARD WORLD FD INDUSTRIAL ETF 231K 980 –
VANGUARD INDEX FDS MCAP VL IDXVIP 5M 31K –
VANGUARD INDEX FDS MCAP GR IDXVIP 5M 20K –
VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 340K 4K –
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 309K 3K –
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 2M 5K –
VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 2M 12K –
VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 201K 2K –
VANGUARD INDEX FDS S&P 500 ETF SHS 2M 3K –
VANGUARD INDEX FDS SM CP VAL ETF 906K 5K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 2M 26K –
VANGUARD INDEX FDS TOTAL STK MKT 2M 8K –