SPARTA WEALTH PARTNERS
TOTAL SOLUTIONS ENTERPRISE LLC Legal Name
Adviser information for SPARTA WEALTH PARTNERS last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 374 | $219.5M |
| Non-Discretionary | 0 | $0 |
| Total | 374 | $219.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 10 | $400,000 |
| HNW Individuals | 135 | $207.5M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $11.5M |
| Charitable organizations | <5 | $70,000 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-123050 |
|---|---|
| SEC ERA File Number | 801-123050 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 318036 |
| Legal Entity Identifier | None |
Principal Office
2026 S. WENDOVER ROADCHARLOTTE
NC
United States
Monday - Friday, 9:00-5:00
Tel: 704-575-1148, Fax: None
Chief Compliance Officer
DAVID BLAIR THOMPSON
2026 S. WENDOVER ROAD
CHARLOTTE
NC
United States
Tel:
704-575-1148
B*@***********M
(Full email address available in API data)
Regulatory Contact
RYAN SMITH
ATTORNEY
4250 NORTH FAIRFAX DRIVE
SUITE 600
ARLINGTON
VA
United States
Tel:
5713170605
R**@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TOTAL SOLUTIONS ENTERPRISE HOLDINGS, LLC | Domestic Entity | – | OWNER | 01/2020 | > 75% |
| THOMPSON, DAVID, BLAIR | Individual | – | PRESIDENT, CCO | 01/2020 | < 5% |
| THOMPSON, DAVID, BLAIR | Individual | TOTAL SOLUTIONS ENTERPRISE HOLDINGS, LLC | PRESIDENT | 01/2020 | > 75% |