EARNED WEALTH
NOHO FINANCIAL, INC Legal Name
Adviser information for EARNED WEALTH last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 19 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 409 | $106.6M |
| Non-Discretionary | 0 | $0 |
| Total | 409 | $106.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 86 | $21.5M |
| HNW Individuals | 26 | $85.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 3 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-123055 |
|---|---|
| SEC ERA File Number | 801-123055 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 316933 |
| Legal Entity Identifier | None |
Principal Office
30 COOPER SQUARE, 10TH FLOORNEW YORK
NY
United States
Monday - Friday, 9AM - 5PM
Tel: (914) 417-4556, Fax: None
Chief Compliance Officer
WILLIAM GERALD MARTIN III
CHIEF WEALTH OFFICER
30 COOPER SQUARE
NEW YORK
NY
United States
Tel:
(914) 417-4556
B**********@***************M
(Full email address available in API data)
Regulatory Contact
JOHN CLENDENING
CEO/FOUNDER
30 COOPER SQUARE
10TH FLOOR
NEW YORK
NY
United States
Tel:
(415) 535-3840
J**************@***************M
(Full email address available in API data)
Industry Affiliates
| CPA AFFILIATE | Accountant or accounting firm |
| VITAL FINANCIAL INSURANCE SERVICES, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CAIRO, JED, GOLUB | Individual | NOHO FOUNDERS LLC | MEMBER | 10/2015 | 50-75% |
| CLENDENING, JOHN, SCOTT | Individual | – | CEO / FOUNDER | 10/2021 | 10-25% |
| NOHO HOLDINGS, LLC | Domestic Entity | – | SHAREHOLDER | 10/2021 | 10-25% |
| NOHO FOUNDERS LLC | Domestic Entity | NOHO HOLDINGS, LLC | MEMBER | 10/2015 | |
| CHUN, PATRICK, SHIN | Individual | NOHO FOUNDERS LLC | MEMBER | 10/2015 | 50-75% |
| NOHO CAPITAL LLC | Domestic Entity | – | SHAREHOLDER | 12/2022 | 10-25% |
| JUXTAPOSE VENTURES L.P. | Domestic Entity | – | SHAREHOLDER | 12/2022 | 10-25% |
| HSCM VENTURES FUND 2 LP | Foreign Entity | – | SHAREHOLDER | 12/2022 | 10-25% |
| JUXTAPOSE GP I LLC | Domestic Entity | JUXTAPOSE VENTURES L.P. | PARTNER | 03/2018 | |
| JMC HOLDINGS, L.P. | Domestic Entity | NOHO HOLDINGS, LLC | MEMBER | 12/2015 | 25-50% |
| H-GLOBAL PARTNERS LIMITED | Foreign Entity | NOHO CAPITAL LLC | MEMBER | 12/2015 | 25-50% |
| HSCM VENTURES GP 2 LLC | Domestic Entity | HSCM VENTURES FUND 2 LP | GENERAL PARTNER | 04/2021 | |
| HUDSON STRUCTURED CAPITAL MANAGEMENT LP | Foreign Entity | HSCM VENTURES GP 2 LLC | MEMBER | 04/2021 | |
| HSCM GP LLC | Domestic Entity | HUDSON STRUCTURED CAPITAL MANAGEMENT LP | GENERAL PARTNER | 01/2016 | |
| MILLETTE, MICHAEL, JOHN | Individual | HSCM GP LLC | MANAGING MEMBER | 07/2015 | > 75% |
| MARTIN, WILLIAM, GERALD | Individual | – | CHIEF COMPLIANCE OFFICER & CHIEF WEALTH OFFICER | 12/2023 | < 5% |