FAIRSCALE CAPITAL, LLC
Adviser information for FAIRSCALE CAPITAL, LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Hampshire, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 442 | $130.2M |
| Non-Discretionary | 3 | $2.3M |
| Total | 445 | $132.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 148 | $39.8M |
| HNW Individuals | 34 | $90.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $2.3M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesGENERAL CONSULTING SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCONSULTING FEES |
Identifiers
| SEC RIA File Number | 801-123056 |
|---|---|
| SEC ERA File Number | 801-123056 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 165535 |
| Legal Entity Identifier | None |
Principal Office
402 AMHERST STREETSUITE 203
NASHUA
NH
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 603-318-7337, Fax: 866-341-9142
Chief Compliance Officer
JEFFREY N. WILLIAMS
MANAGING MEMBER
402 AMHERST STREET
SUITE 203
NASHUA
NH
United States
Tel:
603-318-7337
Fax:
866-341-9142
J*@*******************M
(Full email address available in API data)
Regulatory Contact
TINA PETRUZZIELLO
COMPLIANCE CONSULTANT
1309 BEACON STREET
SUITE 300
BROOKLINE
MA
United States
Tel:
6172019471
T***@**********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WILLIAMS, JEFFREY, NORMAN | Individual | – | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | 08/2012 | 50-75% |
| MOULTON, DYLLIN, LANCE | Individual | – | MANAGING MEMBER | 06/2022 | 25-50% |