ARMADA ETFS
ARMADA ETF ADVISORS LLC Legal Name
Adviser information for ARMADA ETFS last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $5.5M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $5.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 2 | $5.5M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-123057 |
|---|---|
| SEC ERA File Number | 801-123057 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 317979 |
| Legal Entity Identifier | None |
Principal Office
2 ENTERPRISE DRIVESUITE 406
SHELTON
CT
United States
Monday - Friday, 9AM-5PM
Tel: 1 203-659-4200, Fax: None
Chief Compliance Officer
DANIEL CARLSON
234 WEST FLORIDA STREET
SUITE 203
MILWAUKEE
WI
United States
Tel:
844-986-7700
D*******@**********M
(Full email address available in API data)
Regulatory Contact
JOHN MCDEVITT
234 WEST FLORIDA STREET
1110
MILWAUKEE
WI
United States
Tel:
6103681457
J********@**********M
(Full email address available in API data)
Industry Affiliates
| NAVARINO CAPITAL MANAGEMENT LLC | Real estate broker or dealer |
| NAVARINO PROPERTY MANAGEMENT LLC | Real estate broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Goldberg, Justin, Isaac | Individual | – | MEMBER & GENERAL MANAGER | 12/2021 | 50-75% |
| CASTLE STUART TRUST HOLDINGS LLC | Domestic Entity | – | MEMBER | 02/2022 | 50-75% |
| Goldberg, Justin, Isaac | Individual | CASTLE STUART TRUST HOLDINGS LLC | SOLE MEMBER & TRUSTEE | 03/2022 | |
| JUSTIN GOLDBERG 2022 IRREVOCABLE TRUST | Domestic Entity | CASTLE STUART TRUST HOLDINGS LLC | TRUST | 03/2022 | > 75% |
| BAK, PHIL, SHELDON | Individual | – | CHIEF EXECUTIVE OFFICER | 08/2022 | < 5% |
| CARLSON, DANIEL, HOWARD | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2023 | < 5% |