ALLIO ADVISORS
ALLIO ADVISORS LLC Legal Name
Adviser information for ALLIO ADVISORS last updated from Form ADV on February 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 235 | $13,028 |
| Non-Discretionary | 0 | $0 |
| Total | 235 | $13,028 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 234 | $10,516 |
| HNW Individuals | <5 | $2,512 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | Fixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| ALLIO ADVISERS WRAP FEE PROGRAM | ALLIO ADVISORS |
Identifiers
| SEC RIA File Number | 801-123065 |
|---|---|
| SEC ERA File Number | 801-123065 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 317938 |
| Legal Entity Identifier | None |
Principal Office
107 SPRING STREET3039A
SEATTLE
WA
United States
BY APPOINTMENT ONLY, BY APPOINTMENT ONLY
Tel: (845) 475-7905, Fax: N/A
Websites
Chief Compliance Officer
ADAM DAMKO
107 SPRING STREET
3039A
SEATTLE
WA
United States
Tel:
(845) 475-7905
Fax:
N/A
A*********@***************M
(Full email address available in API data)
Regulatory Contact
RAYMOND CHARLES MICALETTI JR.
CHIEF INVESTMENT OFFICER
107 SPRING STREET
SEATTLE
WA
United States
Tel:
(845) 475-7905
R******@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALLIO HOLDINGS LLC | Domestic Entity | – | HOLDING COMPANY | 11/2021 | > 75% |
| ALLIO FINTECH CORP | Domestic Entity | ALLIO HOLDINGS LLC | MEMBER | 11/2021 | > 75% |
| GRADANTE, JOSEPH, NMN | Individual | – | CHIEF EXECUTIVE OFFICER | 11/2021 | < 5% |
| Chen, Ling, Feng | Individual | – | PRINCIPAL ENGINEER | 11/2021 | < 5% |
| PEB FINTECH LLC | Domestic Entity | – | INVESTOR | 11/2021 | < 5% |
| MICALETTI, RAYMOND, CHARLES | Individual | – | CHIEF INVESTMENT OFFICER | 05/2023 | < 5% |
| Damko, Adam | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2023 | < 5% |