INCOMPASS FINANCIAL PARTNERS, LLC
Adviser information for INCOMPASS FINANCIAL PARTNERS, LLC last updated from Form ADV on January 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 774 | $140.5M |
| Non-Discretionary | 0 | $0 |
| Total | 774 | $140.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 253 | $64.0M |
| HNW Individuals | 48 | $74.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $799,131 |
| Charitable organizations | 5 | $709,076 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $270,110 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-123067 |
|---|---|
| SEC ERA File Number | 801-123067 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 318227 |
| Legal Entity Identifier | None |
Principal Office
4994 LOWER ROSWELL ROADSUITE 4
MARIETTA
GA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 770-971-9141, Fax: 770-971-4224
Chief Compliance Officer
TREVOR YOCHUM
MANAGING PRINCIPAL
4994 LOWER ROSWELL ROAD
SUITE 4
MARIETTA
GA
United States
Tel:
770-971-9141
Fax:
770-971-4224
T*****@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| YOCHUM, TREVOR, JOHN | Individual | – | MANAGING PRINCIPAL / CCO | 01/2022 | > 75% |