SORTIS FUND MANAGER, LLC
Adviser information for SORTIS FUND MANAGER, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $196.5M |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $196.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $22.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $173.6M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-123077 |
|---|---|
| SEC ERA File Number | 801-123077 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 315584 |
| Legal Entity Identifier | None |
Principal Office
240 SE 2ND AVENUE, SUITE 200PORTLAND
OR
United States
Monday - Friday, 8AM-5PM
Tel: 503-512-5432, Fax: None
Websites
Chief Compliance Officer
JEFRY BAKER
PRESIDENT & CEO
240 SE 2ND AVENUE, SUITE 200
PORTLAND
OR
United States
Tel:
503-512-5432
J*@*********M
(Full email address available in API data)
Regulatory Contact
MICHAEL GOTTLIEB
ATTORNEY
PO BOX 209
LAKE OSWEGO
OR
United States
Tel:
503-546-0498
M******@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SORTIS OPPORTUNITY ZONE FUND I LLC | Real Estate Fund | $2.9M | $0.1M | 26 |
| SORTIS OZ NIR, LLC | Real Estate Fund | $4.4M | $1.0M | 8 |
| SORTIS OZ TUKWILA, LLC | Real Estate Fund | $5.3M | $0.5M | 12 |
| SORTIS RESCUE FUND, LLC | Private Equity Fund | $10.3M | $0.0M | 145 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Baker, Jefry, Alan | Individual | – | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | 01/2017 | < 5% |
| SORTIS OPERATIONS, LLC | Domestic Entity | – | SOLE MEMBER | 01/2017 | > 75% |
| SORTIS, LLC | Domestic Entity | SORTIS OPERATIONS, LLC | SOLE MEMBER | 01/2022 | > 75% |