INTEGRITY ADVISORY SOLUTIONS, LLC
Adviser information for INTEGRITY ADVISORY SOLUTIONS, LLC last updated from Form ADV on February 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 39 |
|---|---|
| Investment Advisory/Research | 39 |
| Registered Broker-Dealer Representatives | 23 |
| Registered State Investment Advisers | 35 |
| Licensed Agents of an Insurance Company | 24 |
| No. of Firms/People that Solicit Clients | 118 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 783 | $147.5M |
| Non-Discretionary | 0 | $0 |
| Total | 783 | $147.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 559 | $64.0M |
| HNW Individuals | 8 | $83.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)CONSULTING SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| IAS ASPIRE PROGRAM | INTEGRITY ADVISORY SOLUTIONS, LLC |
Identifiers
| SEC RIA File Number | 801-123090 |
|---|---|
| SEC ERA File Number | 801-123090 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 288817 |
| Legal Entity Identifier | None |
Principal Office
2823 SOUTH CHURCH STREETBURLINGTON
NC
United States
Monday - Friday, 8:00 AM - 5:00PM
Tel: (336) 660-2782, Fax: (336) 217-8020
Websites
Chief Compliance Officer
ROBERT SLOMIN
10 BROAD STREET
SUITE 202
RED BANK
NJ
United States
Tel:
(732) 229-4574
R************@***************************M
(Full email address available in API data)
Regulatory Contact
CHRISTOPHER NORRIS
PRESIDENT
2823 SOUTH CHURCH STREET
BURLINGTON
NC
United States
Tel:
(336) 269-6233
C******@**********************M
(Full email address available in API data)
Industry Affiliates
| BROKERS FINANCIAL | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agency |
| GLADSTONE WEALTH PARTNERS | Other investment adviser, including financial planners |
| SUPERIOR PERFORMERS INC. D/B/A NATIONAL AGENTS ALLIANCE | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NORRIS, CHRISTOPHER, STUART | Individual | – | PRESIDENT | 07/2017 | < 5% |
| SUPERIOR PERFORMERS, LLC | Domestic Entity | – | DIRECT OWNER | 07/2020 | > 75% |
| INTEGRITY MARKETING GROUP, LLC | Domestic Entity | INTEGRITY MARKETING PARENT, LLC | INDIRECT OWNER | 07/2020 | > 75% |
| INTEGRITY MARKETING PARENT, LLC | Domestic Entity | INTEGRITY MARKETING INTERMEDIATE, LLC | INDIRECT OWNER | 07/2020 | > 75% |
| INTEGRITY MARKETING INTERMEDIATE, LLC | Domestic Entity | INTEGRITY MARKETING ACQUISITION, LLC | INDIRECT OWNER | 07/2020 | > 75% |
| INTEGRITY MARKETING ACQUISITION, LLC | Domestic Entity | INTEGRITY MARKETING PARTNERS, LLC | INDIRECT OWNER | 07/2020 | > 75% |
| INTEGRITY MARKETING PARTNERS, LLC | Domestic Entity | SUPERIOR PERFORMERS, LLC | INDIRECT OWNER | 07/2020 | > 75% |
| SLOMIN, ROBERT, PAUL | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2024 | < 5% |
| AUKES, BRIAN, EDWARD | Individual | – | CHIEF ADMINISTRATIVE OFFICER | 02/2024 | < 5% |
| OSBY, ANDREW, ALLEN | Individual | – | CHIEF INVESTMENT OFFICER | 02/2024 | < 5% |
| MUJDZIC, BELMA | Individual | – | CHIEF OPERATIONS OFFICER | 02/2024 | < 5% |