HELIANTH INVESTMENT MANAGEMENT LLC
Adviser information for HELIANTH INVESTMENT MANAGEMENT LLC last updated from Form ADV on March 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 50 | $39.5M |
| Non-Discretionary | 0 | $0 |
| Total | 50 | $39.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 14 | $18.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $20.1M |
| Other | <5 | $828,801 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-123093 |
|---|---|
| SEC ERA File Number | 801-123093 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 317326 |
| Legal Entity Identifier | None |
Principal Office
222 PURCHASE ST#306
RYE
NY
United States
Monday - Friday, 9AM - 5PM
Tel: 203-302-3979, Fax: None
Chief Compliance Officer
ROBERT TRAENKLE
MANAGING PARTNER
6 HOBART DRIVE
GREENWICH
CT
United States
Tel:
203-302-3979
B**@*********************M
(Full email address available in API data)
Regulatory Contact
SIDNEY WIGFALL (ESQ.)
CORPORATE COUNSEL
2863 95TH STREET
SUITE 143-306
NAPERVILLE
IL
United States
Tel:
630-857-0005
Fax:
630-225-5099
S****************@**********T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TRAENKLE, ROBERT, KURT | Individual | – | MANAGING PARTNER/CEO & CHIEF COMPLIANCE OFFICER | 12/2021 | > 75% |