SZOP MULTISTRAT MANAGEMENT LLC
Adviser information for SZOP MULTISTRAT MANAGEMENT LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $55.1M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $55.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $55.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-123103 |
|---|---|
| SEC ERA File Number | 801-123103 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 317689 |
| Legal Entity Identifier | None |
Principal Office
17 STATE STREETSUITE 2130
NEW YORK
NY
United States
Monday - Friday, 9AM-6PM
Tel: 646-975-5541, Fax: None
Chief Compliance Officer
CHAYA NOURAFCHAN
17 STATE STREET
SUITE 2130
NEW YORK
NY
United States
Tel:
646-975-5542
C**********@***********M
(Full email address available in API data)
Regulatory Contact
ANTONIO RUIZ-GIMENEZ
MANAGING MEMBER
17 STATE STREET
SUITE 2130
NEW YORK
NY
United States
Tel:
646-975-5541
A*****@***********M
(Full email address available in API data)
Industry Affiliates
| ATW OPPORTUNITIES FUND II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ATW PARTNERS GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ATW PARTNERS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ATW PARTNERS LLC | Other investment adviser, including financial planners |
| ATW PARTNERS OPPORTUNITIES FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ATW PARTNERS OPPORTUNITIES MANAGEMENT, LLC | Other investment adviser, including financial planners |
| ATW SPAC MANAGEMENT LLC | Other investment adviser, including financial planners |
| CHARDAN CAPITAL MARKETS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SZOP MULTISTRAT GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SZOP MULTISTRAT LP | Hedge Fund | $55.1M | $1.0M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Ruiz-Gimenez, Antonio | Individual | – | MANAGING MEMBER | 10/2021 | 25-50% |
| PROPPER, KERRY, SCOT | Individual | – | MANAGING MEMBER | 10/2021 | 25-50% |
| Nourafchan, Chaya | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2021 | < 5% |
| LIU, YI | Individual | – | MEMBER | 10/2021 | 5-10% |