Hedge Fund Database

IPSEN ADVISOR GROUP

IPSEN ADVISOR GROUP LLC Legal Name

Adviser information for IPSEN ADVISOR GROUP last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Arkansas, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 1
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 858 $171.9M
Non-Discretionary 123 $20.1M
Total 981 $192.0M

Clients

Type Number RAUM
Individuals 382 $75.3M
HNW Individuals 68 $112.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $3.0M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $978,214
Other 0 $0
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUMHourly chargesFixed fees
Other Business Activities Registered representative of a broker-dealerInsurance broker or agent

Identifiers

SEC RIA File Number 801-123145
SEC ERA File Number 801-123145
SEC CIK Numbers 1964922
SEC CRD Numbers 318010
Legal Entity Identifier None

Principal Office

2228 COTTONDALE LANE
SUITE 150
LITTLE ROCK
AR
United States
Monday - Friday, 8:00 AM - 4:30 PM
Tel: (501) 614-4700, Fax: (501) 588-2119

Websites

ipsenadvisorgroup.com/

Chief Compliance Officer

AMY E. IPSEN
DIRECTOR OF OPERATIONS
2228 COTTONDALE LANE
SUITE 150
LITTLE ROCK
AR
United States
Tel: (501) 614-4700
Fax: (501) 588-2119
(Full email address available in API data)

Regulatory Contact

LOREN M. IPSEN
CHIEF EXECUTIVE OFFICER AND FINANCIAL PLANNER
2228 COTTONDALE LANE
SUITE 150
LITTLE ROCK
AR
United States
Tel: (501) 614-4700
Fax: (501) 588-2119
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
IPSEN, AMY, ELIZABETH Individual – DIRECTOR OF OPERATIONS AND CHIEF COMPLIANCE OFFICER 12/2022 25-50%
IPSEN, LOREN, MARSHALL Individual – CHIEF EXECUTIVE OFFICER AND FINANCIAL PLANNER 12/2022 25-50%
MERRIWEATHER, JAMES, NICHOLAS Individual – CHIEF OPERATIONS OFFICER 01/2024 10-25%

No. Employees, Historic

105020222023202420255 on 1/3/20225 on 6/2/20225 on 8/4/20224 on 3/30/20234 on 4/21/20234 on 10/9/20235 on 3/27/2024

RAUM, Historic

300M150M02022202320242025168476615 on 6/2/2022168476615 on 8/4/2022203532254 on 3/30/2023203532254 on 4/21/2023203532254 on 10/9/2023192000253 on 3/27/2024

No. Clients, Historic

500250020222023202420250 on 1/3/2022440 on 6/2/2022440 on 8/4/2022451 on 3/30/2023451 on 4/21/2023451 on 10/9/2023450 on 3/27/2024

Holdings

From latest 13F, filed February 10th, 2023 for period ending December 31st, 2022
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 301K 3K –
ALLIANT ENERGY CORP COM 386K 7K –
AMGEN INC COM 516K 2K –
ANALOG DEVICES INC COM 240K 1K –
APPLE INC COM 899K 7K –
BEST BUY INC COM 211K 3K –
BOOZ ALLEN HAMILTON HLDG COR CL A 351K 3K –
BRISTOL-MYERS SQUIBB CO COM 471K 7K –
BROADCOM INC COM 481K 860 –
COCA COLA CO COM 246K 4K –
COLUMBIA ETF TR I DIVERSIFID FXD 425K 25K –
COMCAST CORP NEW CL A 228K 7K –
CVS HEALTH CORP COM 476K 5K –
DBX ETF TR XTRACK MSCI EAFE 4M 120K –
EOG RES INC COM 223K 2K –
EXXON MOBIL CORP COM 1M 9K –
FIDELITY COVINGTON TRUST MSCI HLTH CARE I 316K 5K –
FIDELITY COVINGTON TRUST MSCI INFO TECH I 271K 3K –
FIRST TR MORNINGSTAR DIVID L SHS 565K 15K –
FLOWERS FOODS INC COM 13M 443K –
HOME DEPOT INC COM 363K 1K –
INVESCO BLDRS INDEX FDS TR EMGRING MKTS50 779K 21K –
INVESCO EXCH TRADED FD TR II S&P EMRNG MKTS 422K 18K –
INVESCO EXCH TRADED FD TR II S&P GBL WATER 666K 14K –
INVESCO QQQ TR UNIT SER 1 879K 3K –
ISHARES GOLD TR ISHARES NEW 992K 29K –
ISHARES INC MSCI BRAZIL ETF 392K 14K –
ISHARES TR 1 3 YR TREAS BD 305K 4K –
ISHARES TR 10+ YR INVST GRD 310K 6K –
ISHARES TR 20 YR TR BD ETF 222K 2K –
ISHARES TR 7-10 YR TRSY BD 697K 7K –
ISHARES TR CORE DIV GRWTH 1M 30K –
ISHARES TR CORE S&P500 ETF 498K 1K –
ISHARES TR CORE US AGGBD ET 262K 3K –
ISHARES TR ESG AW MSCI EAFE 2M 27K –
ISHARES TR ESG AWARE MSCI 252K 8K –
ISHARES TR ESG AWR MSCI USA 2M 28K –
ISHARES TR MBS ETF 495K 5K –
ISHARES TR MORNINGSTAR GRWT 3M 58K –
ISHARES TR MORNINGSTAR VALU 799K 13K –
ISHARES TR MORNINGSTR US EQ 261K 5K –
ISHARES TR MRGSTR MD CP ETF 217K 4K –
ISHARES TR MRGSTR MD CP GRW 3M 64K –
ISHARES TR MRGSTR MD CP VAL 4M 62K –
ISHARES TR MRGSTR SM CP ETF 394K 9K –
ISHARES TR MRGSTR SM CP GR 3M 86K –
ISHARES TR MRNING SM CP ETF 4M 71K –
ISHARES TR MSCI CHINA ETF 327K 7K –
ISHARES TR MSCI EAFE ETF 283K 4K –
ISHARES TR MSCI EAFE SMCP 2M 76K –
ISHARES TR MSCI INTL QUALTY 331K 10K –
ISHARES TR MSCI USA MIN VOL 277K 4K –
ISHARES TR MSCI USA QLT FCT 2M 15K –
ISHARES TR RUS 2000 VAL ETF 2M 11K –
J P MORGAN EXCHANGE TRADED F DIVERSFD EQT ETF 422K 11K –
JANUS DETROIT STR TR HENDRSON AAA CL 592K 12K –
JPMORGAN CHASE & CO COM 300K 2K –
KROGER CO COM 222K 5K –
LOCKHEED MARTIN CORP COM 416K 855 –
MARATHON PETE CORP COM 203K 2K –
MCDONALDS CORP COM 409K 2K –
MEDTRONIC PLC SHS 281K 4K –
MICROSOFT CORP COM 713K 3K –
NEXTERA ENERGY INC COM 315K 4K –
NUSHARES ETF TR NUVEEN ESG MIDCP 554K 16K –
NUSHARES ETF TR NUVEEN ESG MIDVL 327K 11K –
NUSHARES ETF TR NUVEEN ESG SMLCP 706K 21K –
PEPSICO INC COM 356K 2K –
PIMCO ETF TR 0-5 HIGH YIELD 394K 4K –
PNC FINL SVCS GROUP INC COM 370K 2K –
PROSHARES TR S&P 500 DV ARIST 2M 18K –
PRUDENTIAL FINL INC COM 585K 6K –
SCHWAB STRATEGIC TR US LCAP GR ETF 253K 5K –
SELECT SECTOR SPDR TR ENERGY 975K 11K –
SELECT SECTOR SPDR TR SBI CONS STPLS 347K 5K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 1M 8K –
SELECT SECTOR SPDR TR SBI INT-INDS 375K 4K –
SELECT SECTOR SPDR TR SBI MATERIALS 601K 8K –
SEMPRA COM 435K 3K –
SOUTHERN CO COM 221K 3K –
SPDR S&P 500 ETF TR TR UNIT 983K 3K –
TEXAS INSTRS INC COM 489K 3K –
TYSON FOODS INC CL A 349K 6K –
UNION PAC CORP COM 426K 2K –
UNITED PARCEL SERVICE INC CL B 397K 2K –
VANECK ETF TRUST EMERGING MRKT HI 275K 15K –
VANGUARD INDEX FDS GROWTH ETF 429K 2K –
VANGUARD INDEX FDS MID CAP ETF 484K 2K –
VANGUARD INDEX FDS SM CP VAL ETF 446K 3K –
VANGUARD INDEX FDS SML CP GRW ETF 365K 2K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 231K 6K –
VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 2M 34K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 691K 6K –
VANGUARD WHITEHALL FDS INTL HIGH ETF 406K 7K –
VANGUARD WORLD FDS FINANCIALS ETF 807K 10K –
VANGUARD WORLD FDS INF TECH ETF 256K 802 –
VISA INC COM CL A 438K 2K –
WALMART INC COM 1M 8K –
WASTE MGMT INC DEL COM 600K 4K –
WISDOMTREE TR EM EX ST-OWNED 240K 9K –