CITY CENTER ADVISORS, LLC
Adviser information for CITY CENTER ADVISORS, LLC last updated from Form ADV on January 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 7 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,043 | $121.8M |
| Non-Discretionary | 0 | $0 |
| Total | 1,043 | $121.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 329 | $81.6M |
| HNW Individuals | 39 | $40.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesPENSION CONSULTING SERVICES/ERISA PLAN SERVICES |
Identifiers
| SEC RIA File Number | 801-123152 |
|---|---|
| SEC ERA File Number | 801-123152 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 203513 |
| Legal Entity Identifier | None |
Principal Office
888 WEST BIG BEAVER ROADSUITE 1220
TROY
MI
United States
Monday - Friday, BY APPOINTMENT
Tel: 888-267-1321, Fax: 800-876-5210
Chief Compliance Officer
DAVID JOEL HARDIN II
MEMBER
888 WEST BIG BEAVER ROAD
SUITE 1220
TROY
MI
United States
Tel:
888-267-1321
Fax:
800-876-5210
J***@**********************M
(Full email address available in API data)
Regulatory Contact
FRANK ENDRIS
MEMBER
6760 CORPORATE DRIVE
SUITE 210
COLORADO SPRINGS
CO
United States
Tel:
888-267-1321
Fax:
800-876-5210
F****@**********************M
(Full email address available in API data)
Industry Affiliates
| CITY CENTER FINANCIAL, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ENDRIS, FRANK, EUGENE | Individual | – | MEMBER | 04/2015 | 5-10% |
| HARDIN, DAVID, JOEL | Individual | – | CHIEF COMPLIANCE OFFICER/CHIEF EXECUTIVE OFFICER/MEMBER | 12/2018 | 25-50% |
| HARDIN, DAVID, J | Individual | – | MEMBER | 12/2018 | 25-50% |