RED MOUNTAIN FINANCIAL PARTNERS
RED MOUNTAIN FINANCIAL PARTNERS, LLC Legal Name
Adviser information for RED MOUNTAIN FINANCIAL PARTNERS last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 651 | $169.3M |
| Non-Discretionary | 0 | $0 |
| Total | 651 | $169.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 320 | $60.4M |
| HNW Individuals | 56 | $92.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 1 | $2.7M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $13.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-123154 |
|---|---|
| SEC ERA File Number | 801-123154 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 174672 |
| Legal Entity Identifier | None |
Principal Office
555 RIVERGATE LANE - SUITE B1-107DURANGO
CO
United States
Monday - Friday, 9-4
Tel: 970-259-1313, Fax: (970) 259-1614
Websites
Chief Compliance Officer
CARA FLYNT
FINANCIAL ADVISOR
555 RIVERGATE LANE
SUITE B1-107
DURANGO
CO
United States
Tel:
(970) 259-1313
Fax:
(970) 259-1614
C*********@******M
(Full email address available in API data)
Regulatory Contact
MICHAEL WARREN
PRESIDENT
555 RIVERGATE LANE
SUITE B1-107
DURANGO
CO
United States
Tel:
(970) 259-1313
Fax:
(970) 259-1614
M*************@******M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WARREN, MICHAEL, ERNEST | Individual | – | PRESIDENT | 01/2015 | > 75% |
| FLYNT, CARA, ANNE | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2021 | 10-25% |