SHERWOOD FINANCIAL PARTNERS, LLC
Adviser information for SHERWOOD FINANCIAL PARTNERS, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 170 | $291.6M |
| Non-Discretionary | 3 | $9,807 |
| Total | 173 | $291.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 42 | $15.0M |
| HNW Individuals | 29 | $243.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $33.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 10 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)BASIC TAX PLANNING |
|---|---|
| Compensation | % of AUMHourly charges |
| Other Business Activities | Accountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-123155 |
|---|---|
| SEC ERA File Number | 801-123155 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 301329 |
| Legal Entity Identifier | None |
Principal Office
2900 TOWNSGATE ROADSUITE 213
WESTLAKE VILLAGE
CA
United States
Monday - Friday, BY APPOINTMENT ONLY.
Tel: 805.870.5591, Fax: None
Chief Compliance Officer
MATTHEW G. DAVIS
MANAGER
2900 TOWNSGATE ROAD
SUITE 213
WESTLAKE VILLAGE
CA
United States
Tel:
(805) 715-3913
M************@*************M
(Full email address available in API data)
Regulatory Contact
HANNAH BOUNDY
2900 TOWNSGATE ROAD
SUITE 213
WESTLAKE VILLAGE
CA
United States
Tel:
(720) 439-6886
H************@*************M
(Full email address available in API data)
Industry Affiliates
| LAW OFFICE OF VINCENT E. CHAMBERS | Lawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DAVIS, MATTHEW, GLENN | Individual | – | MANAGER AND CHIEF COMPLIANCE OFFICER | 02/2019 | > 75% |
| BOUNDY, HANNAH, ELIZABETH OAKS | Individual | – | MEMBER | 01/2021 | 10-25% |